This Physicist May Have Just Solved Quantum Gravity
Neil Turok, the Higgs Chair at Edinburgh and former director of the Perimeter Institute, premieres a claim with host Curt Jaimungal that quantum gravity in four dimensions can be understood in a limit with no strings, no extra dimensions, and no multiverse. The vehicle is quadratic gravity, an old renormalizable and asymptotically free theory that was abandoned because of the Ostrogradsky instability and negative norm ghosts. Turok reinterprets the instability as ordinary cosmic expansion, and with his student Sam Bateman keeps the ghosts by working in a Krein space and slightly generalizing the Born rule so probabilities stay positive. The conversation extends to a composite Higgs and the hierarchy problem, the CPT symmetric universe, gravitational entropy and why the cosmos is smooth, the measure problem that Turok says condemns the multiverse, and a candid diagnosis of the health of theoretical physics. Turok adds his own caveat that this is a halfway result, not a finished theory of quantum gravity.
Published Jun 22, 20261:51:54 video51 min readAdded Jul 5, 2026Open on YouTube →
The theory was left for dead because of two problems, and the interview is the story of how Turok and his student Sam Bateman claim to have removed both. The first, the Ostrogradsky instability, an 1850 no go theorem that says higher derivative theories have runaway negative energy, Turok reinterprets as nothing more exotic than the ordinary expansion of the universe. The second, the appearance of negative probability ghosts, they dissolve by moving from a Hilbert space to a Krein space and slightly rewriting the Born rule so that probabilities come out positive without ever normalizing a state.
From that single technical move the conversation fans out into the hierarchy problem and a composite Higgs, the CPT symmetric universe Turok built with Latham Boyle, the mystery of why there are exactly three generations of matter and 36 hidden fields, Hawking's gravitational entropy and why the cosmos is smooth, the measure problem that Turok says condemns the multiverse, and a long, candid diagnosis of the health of theoretical physics. Threaded through all of it is one conviction: that nature has turned out to be astonishingly simple, and that simplicity, not mathematical elaboration, is the compass. Turok is careful to add the caveat himself. He has not solved the full theory of quantum gravity. He says he is halfway there.
The premise: a simpler road that was abandoned
Jaimungal opens by naming the orthodoxy. Quantum gravity in four dimensions is usually said to require strings, or membranes, or some other extra structure, and Turok says he used to believe exactly that. He believed that quantizing gravity demanded a huge amount of extra paraphernalia, extra dimensions, membranes, and that the story only became more and more complex as the decades passed without solving a single real problem. By real problems he means the concrete ones: what happened at the Big Bang, what goes on inside black holes, and whether information is lost. None of these, he argues, have been answered by the elaborate frameworks built for quantum gravity.
What he and Bateman recently realized is that there is a far more simple minded approach, one that has been sitting in the literature since the 1970s. It begins with Kellogg Stelle, whom Turok calls Kelly Stelle, and who died recently. Stelle wrote a paper arguing that if you generalize Einstein's action by adding terms that are the square of the curvature, the resulting theory of gravity is renormalizable.
To see why that matters, Turok walks through the structure of the action. Einstein's theory is built from the curvature of spacetime and a single length scale, which goes by the names Planck mass, Planck length, or Newton's constant, all the same thing. The cosmological constant has no derivatives. Einstein's term, being a curvature, has two derivatives. And then you are allowed to add curvature squared terms, which carry four derivatives. Doing so makes gravity behave much more like a gauge theory, because in a gauge theory the action is the integral of a field strength squared. Maxwell's theory and QCD both work this way. Put the curvature squared into the gravitational action and, by an almost trivial argument, the theory that includes Einstein's term plus these four derivative terms is renormalizable.
Figure 1. Stelle's move. Einstein's theory sits on the two derivative rung and cannot be renormalized. Climb one rung to the curvature squared terms, the only two the symmetries of general relativity allow, and gravity starts to behave like a gauge theory. Turok calls this the simplest possible theory of quantum gravity, quadratic in the curvature, known since the 1970s and repeatedly abandoned.
Renormalizable, Turok explains, means that although your calculations throw up infinities, you can absorb them into redefinitions of the coupling constants and end up with a sensible theory that has a continuum limit: at short distances the theory is completely under control. So a renormalizable theory of quantum gravity has existed since the 1970s. It is called quadratic gravity because the action is quadratic in the curvature.
Renormalization and asymptotic freedom
In the 1980s the story got better. Turok credits Avramidi and Barvinsky with showing that quadratic gravity is asymptotically free. Just like QCD, the theory of the strong interactions, the coupling constant goes to zero at short distances and the theory becomes trivial, a theory of waves that do not interact. So at very short distances quadratic gravity is extremely simple.
Then Jaimungal asks the obvious question. If it is renormalizable and asymptotically free, what is wrong with it? Turok's answer is precise, and it is the hinge of the whole interview. All of those beautiful statements, renormalizability and asymptotic freedom, hold for the Euclidean version of the theory, the version in imaginary time. This is exactly how physicists study the strong interactions: they put QCD on a lattice and work in imaginary time, because that is the only way anyone knows how to study the non perturbative properties of a quantum field theory.
The reason is a mathematical trick. In real time the quantum mechanical path integral involves the exponential of an imaginary number, so it oscillates wildly, and any attempt to integrate it directly is hopeless. Rotating to imaginary time converts that oscillatory integral into a perfectly damped, convergent one. People have used this forever in quantum field theory. It does not work for Einstein's gravity, Turok notes, but once you include the curvature squared terms, which suppress the curvature at short distances, the theory looks sensible in Euclidean time.
The trouble is that we do not live in imaginary time. We live in real time. To get back you have to perform a Wick rotation, an analytic continuation from imaginary time to real time, and when you do, Turok says, two disasters strike. This is why people keep abandoning the approach and keep coming back to it. What he and Bateman have done, in his careful phrasing, is half understand how to deal with those two disasters.
The first disaster: Ostrogradsky and the runaway energy
The first problem is probably the oldest no go theorem in physics. In 1850, Ostrogradsky, then in St. Petersburg, set out to generalize what Hamilton had done for classical mechanics. He asked what happens if, instead of F equals ma, a second derivative equation, you allow three derivatives, or four, or any number, in the equation of motion. Does anything go wrong?
He found something striking. If the equations of motion have more than two derivatives, the Hamiltonian, the energy of the system, is unbounded below. You can build configurations of arbitrarily negative energy. On its face this is a catastrophe. Couple such a system to the ordinary world, where energy is positive, and it becomes an infinite source of energy: its energy can plunge ever more negative while everything it touches gains energy without limit. We do not see such things in nature, and the systems might be wildly unstable. This is the Ostrogradsky instability, and in general it is real. Try to write down a higher derivative system and you will usually find it unstable.
Turok adds the historical color. The first person he knows of to try a higher derivative quantum field theory was Homi Bhabha, the Indian nuclear physicist, and Heisenberg and many others played with such theories too, in the hope that higher derivatives would make quantum field theory more convergent by taming the infinities. That hope is the very same reason gravity with four derivatives is renormalizable.
The second disaster: ghosts and negative norms
In the quantum theory the disaster wears a slightly different face. What you find is that the space of quantum states does not have a positive inner product. Some states have negative norm, and states of negative norm are traditionally called ghosts. The folklore, repeated everywhere in the literature, is that a state with negative norm corresponds to a negative probability, and since negative probabilities are unphysical, negative norms must be forbidden.
This, Turok says, is simply not true, and seeing why is the crux. A quantum state is nothing but a label for a system. Its norm is neither here nor there. You cannot observe the norm of a quantum state. So you have a space of labels in which some vectors have positive length squared and some have negative length squared, exactly like Minkowski spacetime, where distances can be spacelike or timelike, one sign positive and one negative, with null directions in between. The question Turok and Bateman set themselves was whether you can live with a quantum theory whose space of states has all three possibilities, positive, null, and negative norm.
Mathematicians had already studied such a thing. It is called a Krein space, a generalization of Hilbert space, and Bateman found it in the mathematical physics literature. Mark Krein was a functional analyst interested in differential operators. Where physicists studying the Schrödinger equation usually assume the space of functions is a Hilbert space, Krein dropped that assumption, allowed negative norms into his functional analysis, and proved additional things. The concept had been lying around, Turok says, waiting to be used, and as far as he knows nobody in physics ever used it. It is, in the language Jaimungal reaches for, a pseudo Hilbert space, and it turns out that is exactly what it is.
Figure 2. The one assumption that had to go. Orthodox quantum field theory lives in a Hilbert space where every state has positive norm. Turok and Bateman work in a Krein space whose norms split like a Minkowski light cone into positive, null, and negative. The negative norm ghosts are allowed to stay, because the norm of a state is not observable. A discrete symmetry Turok calls ghost parity, giving plus one on positive norm states and minus one on negative norm states, is what keeps the physics sensible.
The physical point, which Jaimungal restates and Turok endorses, is that negative norms are not themselves a problem because they are not observable. You can have a red dancing unicorn in your equations, and if it is unobservable it does not matter. There may be another set of equations with the same observables and no unicorn, but you would never tell the difference in the lab. What is observable are the transition probabilities, and those come out fine.
Generalizing the Born rule
The fix is to keep the negative norm states but change how probabilities are computed. In textbook quantum mechanics the probability for an event is the inner product between an initial and a final state, squared, with the states normalized so that the integral of the wave function squared is one. In a Krein space you cannot always normalize, so Turok and Bateman rewrite the rule using projection operators.
The recipe is: project onto the initial state, evolve forward with the S matrix, project onto the final state, evolve back with the conjugate S dagger, and then take the trace, meaning sum over all states. In ordinary quantum mechanics this gives exactly the same answers as the usual Born rule. But because it is built from projection operators rather than from normalized states, it keeps giving sensible answers in a Krein space. Write the whole physical process as a single operator A, which is a projection onto the initial state, then the scattering matrix, then a projection onto the final state. The probability is the trace of A dagger A. You are not allowed to think of A itself as physical, any more than an amplitude is physical in ordinary quantum mechanics. Only the trace of A dagger A is.
Figure 3. The slight tweak. Instead of squaring an amplitude between normalized states, you build one operator A from projections and the scattering matrix, then read off the probability as the trace of A dagger A. The trace sums over every state, ghosts and all, and never requires you to carve out a physical subspace by hand. Turok and Bateman prove the result is always positive and the probabilities always add to one, provided the theory has the ghost parity symmetry.
Turok connects this to something physicists already do. In BRST quantization and with Faddeev Popov ghosts, you work in a big space with positive, negative, and null states, sum over all the unphysical directions to respect more symmetry, and then at the end project onto a physical subspace that is a genuine Hilbert space. The Turok and Bateman construction is a more economical version of that. It lives in the big space, refuses to treat the amplitude as physical, and constructs the probability directly, never projecting anything. You sum over the ghosts and the answer is positive as long as the theory has the symmetry. This broadens the class of quantum field theories to ones that do not satisfy the usual axioms, do not live in a Hilbert space, and yet are still causal, unitary, and everything else you could want.
Here Turok inserts the caveat himself, cleanly and without prompting. He has not solved quantum gravity. He is halfway there. Look at the quadratic gravity action and it holds two allowed terms, the Ricci scalar squared and the Weyl curvature squared, and that is the most general action the symmetries permit, with two couplings to play with. Take a limit where one of those couplings goes to zero and you decouple the graviton and everything tied to the Weyl curvature, leaving only the curvature scalar. That reduced action is renormalizable, asymptotically free, and gives positive probabilities. So they claim to understand quantum gravity in a limit where the only degree of freedom is the local scale of the metric. It is enough to describe cosmology, it even has black hole like solutions, and it works as a toy model. The trick they used may or may not carry over to the full theory. If the full theory has a similar discrete symmetry, this becomes a complete theory of quantum gravity.
Why this undercuts strings
Jaimungal asks what assumptions go into the new theory, and Turok answers by first listing the assumptions behind the claim that you need strings and ten dimensions. Essentially the only theories considered had two derivatives in the action, so when people quantized strings they were not even entertaining string theories with four derivatives. That was one assumption. The strongest, he says, was that the theory could only be constructed in perturbation theory. What has always bothered him about string theory is that it has no full formulation, nothing like general relativity where a single principle hands you the complete non linear theory. String theory is assembled to respect certain principles, Lorentz invariance, unitarity, positive probabilities, but its assumptions are rigid, and one of them is that the theory lives in a Hilbert space, meaning all state norms are positive.
Now that they have an example of a theory that does not need that assumption and is still UV complete, a self contained theory with a full continuum formulation like QCD, the whole edifice loses its footing. A tiny generalization of the orthodox principles, allowing a space more like Minkowski space with positive, negative, and null norm states, means you do not need strings and you do not need extra dimensions to describe gravity. Turok calls that shocking, and it prompts the question that recurs through the whole interview: what other assumptions were people making, unexamined, that led them to conclude there must be a multiverse? Make one false move in theoretical physics, he warns, and you are totally wrong, and he does not think the field is worried enough about this. Every assumption should be examined to ask whether it is truly necessary or merely traditional.
Approach
Spacetime
Extra ingredients
State space
Testable now
Quadratic gravity (this work)
4 dimensions
none, just curvature squared terms
Krein space, ghosts kept
claims a CMB signal
String theory
10 or 11 dimensions
strings, branes, supersymmetry
Hilbert space required
no predictions yet
Loop quantum gravity
4 dimensions
spin networks, BF structure (36 objects)
Hilbert space
contested
Figure 4. Turok's road against the two best known programs. His claim is that four dimensional quadratic gravity needs no extra dimensions and no new fields, only the curvature squared terms already allowed by symmetry, at the price of one heresy: giving up the Hilbert space and working in a Krein space that keeps the negative norm ghosts. Note the shared number, the 36 BF objects of loop quantum gravity that Turok hopes his own 36 fields will one day connect to.
Recap, and the instability that was gravity all along
After the sponsor breaks, Jaimungal restates the picture to check his understanding, and Turok uses the recap to deliver a genuinely surprising twist on the Ostrogradsky problem. Yes, quadratic gravity is renormalizable where ordinary gravity is not. Yes, Ostrogradsky's 150 year old theorem threatens higher derivative theories with instability, and that instability has two horns, an energy unbounded below and the negative norm ghosts.
But consider the first horn in the specific case of gravity. Gravity already has the strange property that its energy can be negative. The potential energy of a gravitationally bound system is negative. So physicists working with gravity are already used to the fact that the energy is not positive. And it is more than that. Observations show the universe is expanding exponentially right now. If you believe in the cosmological constant, the universe will expand exponentially forever. That does not sound like a stable system. It sounds, Turok says, awfully like an instability.
When they studied the four derivative theory of gravity, they showed that the Ostrogradsky instability is nothing but normal gravitational expansion. Analyze the expanding solution the same way you analyze it in Einstein's theory and it is absolutely stable. The instability went away simply by reinterpreting the theory as a theory of gravity. Jaimungal notes he did not know that part, and Turok points out it comes from yet another paper.
Figure 5. The whole rescue on one card. Each horn of the Ostrogradsky no go theorem, the classical runaway energy and the quantum ghosts, is reread rather than removed. The runaway is the expansion of the universe seen through a different lens, and the ghosts are harmless once you stop insisting the theory live in a Hilbert space and change how probabilities are computed.
Turok also cleans up the vocabulary with Jaimungal. There are two kinds of ghost. One is the friendly Faddeev Popov kind, the harmless bookkeeping ghost of gauge theory. The other is the paranormal activity kind, the genuine negative norm state, and that is the one his and Bateman's method tames. The space is not a pseudo Hilbert space in any loose sense, Turok stresses, it is precisely a Krein space, a Hilbert space with the positivity assumption dropped, exactly as a pseudo Riemannian space is a Riemannian space that allows negative signature.
UV completeness, and the deep analogy to QCD
The reduced theory contains, as it happens, only a single scalar field, and Jaimungal presses on why a scalar has anything to do with quantum gravity. Turok explains that quadratic gravity carries a whole zoo of excitations: a spin two graviton like mode, a vector mode more like Maxwell's, a spin two ghost that creates negative norm states, all coming from the Weyl term, and a scalar mode, the local scale of the metric, coming from the Ricci term. Going to the four derivative theory gives you more degrees of freedom than Einstein's gravity had. The limit they can currently handle is the one in which the tensor modes, the gravitons and vectors, decouple and become trivial, leaving only the scalar. That scalar mode, they claim, is a sensible quantum theory. It has no gravitons and no gravitational waves, so it is not the real world, but it is a limit of something that might be the real theory of gravity.
Is it also infrared complete, Jaimungal asks, not just ultraviolet complete? Very much like QCD, Turok answers. QCD is a complete quantum field theory with a continuum limit, and it has the strange infrared behavior called confinement: you cannot have free charged particles, only glueballs, protons, and the like. Asymptotic freedom in the ultraviolet, infrared slavery in the infrared. This scalar theory is weakly coupled at short distances and strongly coupled at large distances, still completely well defined, and you could put it on a computer and hunt for its analog of a glueball. He has a student doing exactly that. It is a toy model of QCD as much as a toy model of gravity, well defined on the lattice, waiting to be explored.
The hierarchy problem and a composite Higgs
That QCD analogy opens onto one of the deepest puzzles in physics, the hierarchy problem, the ridiculous separation of mass scales in nature. Turok lays out the ladder: the Planck mass at 10 to the 19 GeV, the weak scale at about 100 GeV, strong interaction physics at a fraction of a GeV, and the cosmological constant far down at a milli electron volt. Why do the laws of nature carry such an absurd spread of scales?
Here asymptotic freedom does real work. Suppose you define the theory at very high energy, say the Planck scale, with a modest coupling of about one tenth, safely perturbative. Couplings run with energy only logarithmically, extremely slowly. So as you come down in energy it is natural, almost unavoidable, that the scale where the coupling finally becomes strong is exponentially smaller than the scale where you defined it. This is exactly what happens in QCD, whose coupling is about one thirtieth at the Planck scale and becomes strong around 1 GeV, and nobody calls that fine tuning, because the coupling runs so slowly. The same mechanism operates in this theory.
Figure 6. Why the scales are so far apart, for free. Because an asymptotically free coupling drifts only logarithmically with energy, a coupling that is modest at the Planck scale does not turn strong until an energy exponentially far below. QCD already exploits this: nobody calls its GeV scale fine tuned. Turok's hope is that the same slow running explains why the Higgs mass sits so far beneath the Planck mass, if the Higgs is built from this UV complete scalar.
The payoff is a possible solution to the Higgs puzzle. Within the standard model the smallness of the Higgs mass relative to the Planck mass is simply tuned by hand. But if the Higgs is made out of this scalar, connecting the Higgs mechanism to gravity, then it is totally natural for the Higgs mass to be exponentially smaller than the Planck mass.
Jaimungal lands the delicious irony: in Turok's picture the Higgs is not fundamental, so why did they give him the Higgs Chair? Turok answers with a portrait of Peter Higgs himself, a far shier, more withdrawn and humble man than Turok, who proposed the Higgs boson in the early 1960s when there was no experimental evidence at all, a purely theoretical and radical idea. Higgs was inspired by superconductivity, a real phenomenon, and by Philip Anderson's field theory model of it. Anderson had understood that magnetic fields are expelled from superconductors because a particular scalar field condenses, a composite field made of electron pairs, a Cooper condensate, which has the effect of giving the photon a mass inside the superconductor. Higgs generalized this to a relativistic field theory, and at the time everyone told him it was nonsense, that he was using classical notions in quantum field theory and violating assumptions like cluster decomposition, the intuitive idea that things far apart are uncorrelated. Higgs's model flatly violates it: the vacuum is full of a condensate so correlated that the field's value here is exactly its value there. People were shocked, but it turned out to be true.
Higgs, Turok says, would be the last person to defend the Higgs boson as fundamental, since the analog Higgs in a superconductor is plainly made of electrons. And the Higgs theory Higgs invented is not UV complete: its coupling blows up at a finite energy, the Landau pole. So now that there is a scalar theory that is UV complete, it is highly suggestive that the Higgs boson is in some way a composite of that deeper scalar, or at least well worth exploring.
The CPT symmetric universe and extreme minimalism
Jaimungal asks how these new papers relate to Turok's CPT symmetric universe, the simple theory of everything he built with Latham Boyle. It is all the same thing, Turok says. The philosophy behind the CPT symmetric universe was extreme minimalism. What we actually see, both in the universe on the largest scales and in colliders on the smallest, is surprising economy: five parameters describe everything on large scales, the standard model is a remarkably economical framework, and in both regimes there is no evidence for anything more. The more we look, the less we find. That does not mean we should stop looking, and anything unexpected we did find would be very welcome because it would disprove the framework, but a sensible starting point is to ask for the minimal theory that explains everything we see.
Deciding to do that, Turok says, made things fall into place. They could explain the dark matter more simply than anyone else, and the smoothness, the spatial flatness, and the horizon problem all dropped out without the bells and whistles previous approaches assumed. The one thing that did not drop out was the fluctuations. We look at the sky, at the hot plasma of the Big Bang that surrounds us, and we measure tiny fluctuations in its temperature. Those fluctuations matter enormously, because they seeded the galaxies and are, in Turok's phrase, our ancestors.
In inflation, those fluctuations come from quantum fluctuations on microscopic scales stretched exponentially to large scales. The CPT symmetric universe has no inflation and so cannot stretch anything, which forced Turok and Boyle to take the sky at face value. The fluctuations look like the vacuum fluctuations of a quantum field, with Gaussian random statistics, but their spectrum, the strength of the fluctuations as a function of scale, does not look like a normal scalar field. It is more red, with more power on large scales. And it looks exactly like a four derivative field. That, Turok says, is what set them on the path of thinking about higher derivative fields in the first place, and now the circle closes: what you need for quantum gravity is a four derivative field, which means what we are looking at in the sky is a signal of quantum gravity. Look at the sky and you are seeing the birth of the universe, the very quantum fluctuations of quantum gravity. What more could you ask for.
The 36 fields, three generations, and a critical paper
Jaimungal recalls that in the earlier work the CMB fluctuations were tied to 36 fields, and Turok expands the mystery. To cancel all of the divergences in the standard model, when you compute the stress energy tensor of the vacuum, you need a kind of numerological miracle: the infinities all cancel only if there are 36 of these four derivative fields, and only if there are three generations of elementary particles. It is the simplest explanation Turok knows for why there are three generations. The tension is that the new quadratic gravity story contains only one such field, and they do not yet know how to square the circle between the 36 in one argument and the one in the other. When they get to the tensor modes of gravity, if the Weyl squared term resolves the same way, it might reveal why there are 36, and the 36 might come out of gravity itself. That would not be so surprising: there are formulations of gravity, in particular the BF theory that loop quantum gravity people know well, that naturally contain 36 objects. The dream is that these are related, though they have not made it work.
Turok also addresses a critical paper, by authors he names as Klein and Hell, that came out accusing them of obvious errors. He was asked by the journal to referee it and has responded in great detail, and he finds it hard to be polite. Their central move, he says, is to take the four derivative scalars that Turok and Boyle introduced for cosmological reasons, to explain the microwave background, and treat their action as if it were the gravitational action. It is not. The way Turok and Boyle used those scalars was to fix a curved spacetime background and study how the scalar fields quantum fluctuate on it, asking whether the stress energy of quantum fields fluctuating on a fixed background makes sense despite being formally infinite, a genuine and fundamental problem. Klein and Hell instead studied the same model as if it described the dynamics of gravity, discovered it is not a good theory of gravity, and concluded there is a problem. But that is not what the model was invented to do. The other thing they do, Turok says, is repeat the folklore that negative norm states are inadmissible, which misses the entire point of the new work, where you must be willing to include negative norm states. Rule them out from step one and of course the normal procedures fail, which is exactly why you have to go beyond them. He welcomes the eventual scrutiny once they understand the new construction: trying to poke holes is good, and all criticism is welcome.
Asked whether the method rescues other theories long considered dead for producing negative norms, Turok says yes, there is an infinite class of higher derivative theories with the same property, all renormalizable and possibly asymptotically free, waiting to be explored. They have done only the simplest one.
Bender, Mannheim, and conformal gravity
Jaimungal asks about the related programs of Carl Bender and Philip Mannheim on conformal gravity. They are all circling the same problem, Turok says. Bender in particular has studied quantum Hamiltonians that look unbounded below yet have entirely positive spectra. Take a potential of minus x to the fourth: studied correctly, Bender will tell you the allowed energies are all positive and rise to infinity, a deeply counterintuitive result he obtains by deforming contours in the complex plane, an elegant method associated with PT symmetry.
The difference is which term they emphasize. Most people, Bender and Mannheim included, focus on the Weyl squared gravity because it has more symmetry, no length scale, and is invariant under local rescaling, with no scalar, whereas the Ricci squared term has a scalar. Turok and Bateman found the limit where you can ignore the Weyl squared piece and put everything in the scalar, which is what they study. Mannheim thinks the Weyl squared theory may be fundamental precisely because of its extra symmetry. But he and Bender still had to dispose of the negative norm states, and they did it, Turok says, by redefining the inner product to insert a minus sign in front of the offending states. The trouble, which Turok and Bateman's papers make sharp, is that doing so is not covariant: it picks a particular frame and works in it, so it is not consistent with spacetime symmetry. In quantum mechanics that is fine, but in field theory you must respect Lorentz and translation symmetry, and a brute force change of the inner product breaks them. Turok believes their procedure will not yield a consistent quantum field theory, and claims that their own resolution is the only covariant one, the only one that fully respects the symmetries, and is therefore preferred.
He is careful to keep it collegial. Mannheim even claims his Weyl squared gravity solves the dark matter puzzle, reproducing galaxy rotation curves without dark matter, and is as ambitious as they are. Turok thinks Mannheim's framework does not quite work, Mannheim will surely think the same of theirs, but they discuss it warmly, all after the same thing, a simpler explanation for what we see.
That leads Turok into a short meditation on criticism itself, prompted by Jaimungal's story of being asked by a New York magazine journalist about the criticisms of some theory. The mere presence of criticism means nothing, since every theory attracts it and every champion of theory A will criticize theory B. Criticism is healthy: if the theory is wrong Turok would rather know today than tomorrow, and a critic often sees what you missed. He points to the early twentieth century, the 1910s and 1920s, when quantum mechanics and general relativity were being born amid intense debate. Einstein's was not the only theory of gravity. There was Nordström's, there was one by Whitehead, and they all criticized each other like mad until the best survived. Turok hopes the field enters such a phase again. It needs it, because string theory has hardened into an orthodoxy, an orthodoxy without predictions, and when all the young people work in a framework that makes no testable predictions, the whole goal of physics is lost.
Gravitational entropy: why the universe is smooth
Jaimungal asks whether there is a reason the universe should be simple on large scales as well as small. Turok answers through Hawking, whom he was privileged to know and work with, and whom he calls probably the most profound thinker about gravity in a field that attracted profound people, building on DeWitt and John Wheeler. Hawking introduced the concept of gravitational entropy. Entropy is one of the most profound principles in physics, the thing that explains macroscopic properties: air fills a room smoothly because that maximizes entropy, because it is simply the typical state. Hawking found how to define entropy for a spacetime and associated an entropy with a black hole.
A few years ago Turok and collaborators generalized Hawking's argument to whole cosmologies, associating an entropy with each possible cosmology. Using Hawking's definition, which Turok calls tremendously elegant, they find that the universe with the greatest number of microstates is smooth, homogeneous and isotropic, spatially flat like ours, and has a small positive cosmological constant. So the universe is simple on large scales for the same reason a room of air is nearly uniform: it is just a typical state.
This reframes a classic puzzle. Cosmologists traditionally thought the problem was to explain the initial conditions, why someone set the universe off in so special and smooth a state that it stayed smooth as it grew, when a lumpy start would have collapsed or fragmented into black holes. To fix this they imagined a random initial state plus a dynamics, inflation, to smooth it out. But a room of gas needs no one to smooth it; it is simply typical. Turok draws the contrast between two philosophies. One is ergodicity: put the molecules in a corner, let go, and they bang around and spread out over time. The inflationary view is close to this, and it runs into the horizon problem, the objection that two causally disconnected patches had no time to smooth themselves out in a mere 14 billion years.
The other philosophy, which Turok favors, says ergodicity has nothing to do with it. Quantize the molecules in the room, which crucially makes the states discrete, ask which quantum states are consistent with the macroscopic observables such as total energy and total number of atoms, and pick one at random. Discreteness provides a measure: a finite number of equally likely states, so just pick one, and the typical state is smooth and homogeneous. You need no dynamics to reach a typical configuration, only a way of counting the states. Applied to cosmology, this means you do not need dynamics to smooth the universe, you need a measure over spacetimes, and Hawking's formula is exactly that. Count how many states a spacetime has, see which macroscopic parameters correspond to more states, and you find more states when the universe is smooth, for the same reason there are more states for gas spread through a room than piled in a corner. There is no start of the universe in this picture. If the universe has a self contained existence, the most economical possibility, then it defines itself, and all we do is count the possibilities and pick the typical one. Turok's CPT symmetric condition is what lets him count the states using Hawking's method.
The multiverse and the measure problem
Simplicity, Turok argues, is important because it is what we see in nature, and because it leads to understanding and predictivity in a virtuous cycle. He traces the conviction back to Pythagoras, who heard the harmonies of the heavens and understood that musical harmony is mathematical, a philosophy that led through Galileo to the search for mathematical laws, and to Newton'sinverse square law, an incredibly powerful universal law whose very existence we still cannot fully explain. His striking suggestion is that the physics we already know might be 99.9 percent of the story, with internal contradictions that may be more fruitfully resolved in as minimal a manner as possible than by diverging down paths driven by prejudice.
Jaimungal plays devil's advocate: a string theorist and a many worlder would both say they too care about simplicity. String theory claims to come from minimal assumptions, and many worlds claims to be minimal by discarding the measurement collapse axiom, accepting a proliferation of branches as the price. Turok grants they seek a simple, unified picture, but insists that their simplifications produce enormous complexity elsewhere. Nobody could argue that a multiverse is anything but the most complex thing imaginable. When they say his prescription for simplicity leads to a multiverse, they are obligated to list their own assumptions very carefully, and one of them, that quantum mechanics requires a Hilbert space, his work shows is not true. Given that one unstated assumption turned out to be violable, the whole claim that a multiverse is mandatory is in doubt.
He never liked the multiverse anyway. If it really were the unique consistent theory, physics would be over, and he admits that is partly a prejudice. He regards many worlds as an equally strange conclusion, an enormous redundancy of universes branching in parallel, and strongly suspects it is ill defined, because when spaces become too infinite you can no longer do mathematics on them, and there is no measure. He tells a story. When multiverse ideas first spread through particle physics, a friend of his went to John Nash, the mathematician of A Beautiful Mind, and asked whether you can define a measure on an infinite space. Nash said no, it is ridiculous, no chance. The precise trigger was inflation, which produces what Alan Guth calls pocket universes, each infinite in extent, so that you must ask where you live, and nobody has ever solved that measure problem. Unless special symmetries guide you, a theory that produces a randomly infinite space is not predictive. Turok suspects many worlds suffers the same fate: nobody will ever really quantify its probabilities. His deepest gripe is that the popular orthodoxies of particle physics and cosmology are insufficiently self critical, and worse, they tell young people it has to be this way, when it is far more valuable to say here is a crazy conclusion, can you find a way out.
The health of theoretical physics
Jaimungal notes Turok's unique vantage as former head of Perimeter and asks how he sees the health of the field. It is a wonderful, miraculous field, Turok says, whose predecessors, Dirac, Maxwell, Einstein, Newton, achieved things that only look more miraculous the more we understand. But the field has been poor at strategizing its own future. Theorists are so absorbed in their work that they do not think about how to keep the field healthy, especially for young people, and especially about encouraging diversity of cultures, outlooks, and points of view, while older people too often push orthodoxy.
Perimeter, he says, was an incredible opportunity, well supported by a donor and matched by government, with amazing freedom, and it is doing well now. But he judges his own tenure as director too conservative. The challenge of persuading government to keep funding you makes it tempting to evaluate yourself by the standards of the majority, chasing high citations and poaching people from Harvard, when the health of the field depends on promoting unorthodox directions and young people questioning orthodoxy, which is hard in a climate of job and grant insecurity.
Yet the very instability of the world today, awful and frightening as it is, wars and a possibly breaking global order and the uncertainties of AI, is itself stimulating for people who question. A stable world offers no incentive to challenge things. He expects revolutionary ideas to come, and notes how accessible research has become: a laptop in a coffee shop, and a podcast like Jaimungal's that lets a curious person learn what matters in physics far faster than a decade ago. He gets email constantly from people claiming a better theory, which is healthy, though a filter is needed because there are cranks, and the field should be strategized so a bright, original person can quickly reach experts who can tell them whether they are wasting their time or truly onto something.
Pressed on what he means by orthodoxy and conservatism, Turok is specific. You meet it in referee reports, where the sheer volume of papers means each gets five or ten minutes, a quick glance, a rejection because it does not fit accepted paradigm B. Grants are decided the same rapid, superficial way, and jobs are the worst: the offer goes to whoever works on the popular paradigm, even though most of those paradigms ultimately failed. String theory's spinoff into mathematics departments has hired many people who do not care about observational predictions, only the formalism, diluting the field into mathematical questions like supersymmetry and conformal field theory, fine subjects but largely disconnected from reality, and that is where the jobs are. So very few people think about the foundations of physics as they relate to actuality.
That drew a personal note. Talking with Harvey Friedman, the mathematician who invented reverse mathematics and was hired as a professor at 18, made Jaimungal realize his own interest is foundations in general, of math, physics, and biology. Turok wishes he had understood at 20 to work hard on foundations. Instead he took his advisor's interesting problem, spent a year discovering it was not that interesting, and did not question the orthodoxy of the day, grand unified theories, magnetic monopoles, cosmic strings. His advice to the young is that foundations are the most important thing, and the more time you spend there the better your chance of discovering something.
He grants the twin fear Jaimungal names, that foundations is where the crackpots cluster and nobody wants to be one, and admits it is not without basis: as a postdoc in Santa Barbara he watched a lecture on the foundations of quantum mechanics so woolly it was like French philosophy at its worst. But the field matured when more mathematical people took up quantum foundations, driven by the prospect of quantum computing, which focused the mind on what is really important and let ideas be tested by experiment. He points to the tradition of Gedankenexperiments proving the weirdness of quantum mechanics, to Aephraim Steinberg at Toronto and his advisor Yakir Aharonov. Foundations with a strong focus on seeing and testing is fruitful; foundations that becomes pure philosophy with no implications is less interesting, and the best philosophy is relevant philosophy, telling us how to live or challenging physics to say whether it is even making sense. He cites Scott Aaronson saying he never had to choose his words more carefully than when talking to philosophers, the opposite of the wishy washy caricature, and agrees there are very rigorous thinkers in philosophy whose skeptical turn of mind is extremely helpful.
Sam Bateman's breakthrough
The most human passage of the interview is the story of the student who cracked it. Turok wishes to end by pointing viewers to Sam Bateman, from Ireland, who took a very mathematically oriented physics course at Trinity College Dublin and came to Edinburgh for a year to do a master's, unsure he even wanted to, which Turok calls the best attitude. A small project did not particularly work out, but Bateman enjoyed it enough to try a PhD, and Turok, by his own admission, handed him an impossible problem: because the sky could be read as a four derivative theory, quantize a four derivative theory seriously, a task anyone else would have called career suicide.
For four years they made only modest progress, working through Bender and Mannheim and a whole literature of attempts that did not work. Then last September, just as Bateman's funding ran out, he said, I think I know how it works, and all it took was a slight tweak of the Born rule. Jaimungal supplies the punchline, and financial insecurity, and Turok agrees: relieved of it, and convinced he would never get a job, Bateman had it all click together. The catch was that this was a PhD student with no papers, Turok's fault for setting an undoable problem. But when Raju Venugopalan, among the world's leading experts on non linear quantum field theory effects like QCD and now director of the only funded accelerator, at Brookhaven, visited Edinburgh and heard Bateman's informal talks, he realized there was something there. Bateman was offered a postdoc at the Simons Center in Stony Brook with zero papers, and Venugopalan enjoyed Edinburgh so much he extended his visit so the three could work together.
That, Turok says, is the way it should work, against all the chasing of papers. Bateman is an unworldly person doing it because he likes it, and the little thing he could do was not so little: he had to master the covariant quantization of field theory from the huge, rigorous 1980s textbook by Bogoliubov, a book Turok guesses 99.99999 percent of practicing theorists have never opened because it is too heavy. This was never Turok's specialty; he was the applied one, computing CMB anisotropy in cosmology and working with Hawking, not a sophisticated mathematician. Bateman brought that skill, and together it became very exciting.
Turok closes the passage with the confusion facing a young theorist today: string theory that is not really working, Leonard Susskind insisting the answer is holography but not knowing how to do it after advocating string theory for 50 years, or a retreat into astrophysics and data. The deeper theoretical questions are what interest him and some students, but there are few good environments for them, even Perimeter being too dominated by orthodoxy.
Philosophy of cosmology, complexity, and information
The final movement is philosophical. Jacob Barandes, a philosopher of physics, argues that the highest return on investment for producing fruitful new physics comes from the philosophy of physics, precisely because there are so few philosophers of physics and their output has been so consequential: David Deutsch and quantum computing, weak measurements, entanglement, Bell's theorem from John Bell. Turok agrees funding should target underpopulated areas, and notes that was the secret of Perimeter's success: when nobody else supported quantum foundations, the first director Howard Burton recruited people like Lucien Hardy and Rob Spekkens and cornered the market, which turned out to be very fruitful.
He adds a caution: quantum mechanics is only the non relativistic version, and the real power of physics appears when you bring in relativity, quantum field theory, and gravity, most of all in cosmology. Philosophers of quantum mechanics are studying a limited corner, and there are surprisingly few philosophers of quantum field theory or general relativity, and, Jaimungal notes, seemingly none of cosmology. Turok thinks a course in the philosophy of cosmology would attract vast numbers of students and has enormous offerings, from wild ideas like the steady state theory and inflation to the unbelievable observations of the present golden age, black holes seen merging, all fitting extremely simple ideas whose source of simplicity we do not understand.
He shares one proposal he finds attractive. Ask why the universe and its laws are as they are, and perhaps the answer is that they are the minimum needed to produce complexity at this level. It is not the anthropic principle, nothing to do with human beings, but a self organizing capacity to produce structures. Jaimungal reconstructs it as a complexity measure: imagine you can quantify the complexity of different universes, ask for the shortest program that produces each, and look for the universe with the largest ratio of complexity produced to program length. It may well be correct, Turok says, that the universe is optimal at producing complexity out of simplicity. On small and large scales it is unbelievably simple, with nothing much happening; only in the middle is it evolving in ways we cannot predict, ever more complex and capable. That, Jaimungal observes, sounds like a computer science question, and Turok agrees: ultimately physics is about information, as John Wheeler argued, a visionary and profoundly kind man Turok was lucky to know. We need more John Wheelers, he says, and the target audience for a philosophy of cosmology course is exactly the Wheelers of the next generation.
Turok circles back once more to the mystery that drives him: for reasons we do not understand, the universe seems extremely simple in its laws on the tiniest and the largest scales, with all the complexity concentrated at human scales. Atoms are simple, black holes have only mass, angular momentum, and charge like elementary particles, and the whole universe is astonishingly simple on large scales. The physicist's job is to understand the simple extremes, the very small and the very large, which turn out to be exquisitely modeled by precise mathematics, and then somehow to understand how the interplay of the very large and the very small produces complexity, life, and consciousness, which physics is not yet ready to address because it is simply too difficult. It is a deep mystery why the universe is comprehensible at all, why it is possible to learn about it from within, and Turok's answer to why he believes in simplicity is disarmingly plain: because the universe has turned out to be astonishingly simple, and what keeps us honest is the search for simple explanations.
Key takeaways
Quadratic gravity, written by Kellogg Stelle in 1977, adds curvature squared terms (an R squared and a Weyl squared) to Einstein's action and becomes renormalizable and, per Avramidi and Barvinsky in the 1980s, asymptotically free, like QCD. It is arguably the simplest possible theory of quantum gravity, and it was largely abandoned.
It was abandoned for two reasons: the classical Ostrogradsky instability (energy unbounded below) and quantum negative norm ghosts once you rotate from imaginary time back to real time.
Turok reinterprets the Ostrogradsky instability, in the gravitational case, as ordinary exponential expansion of the universe, and shows the expanding solution is stable when analyzed as gravity.
Turok and Sam Bateman keep the ghosts by working in a Krein space instead of a Hilbert space. The norm of a state is not observable, so negative norms are allowed.
They generalize the Born rule: probability is the trace of A dagger A, built from projection operators and the S matrix, summing over all states including ghosts. Given a discrete ghost parity symmetry, probabilities are always positive and sum to one.
In a limit where one coupling vanishes, the graviton and Weyl modes decouple and only a scalar remains. That scalar theory is renormalizable, asymptotically free, positive, and UV complete, a genuine quantum gravity in that limit, though not the full theory (no gravitons, no gravitational waves).
The result removes a key assumption behind string theory, that a quantum theory must live in a Hilbert space, so you may not need strings or extra dimensions for four dimensional quantum gravity.
Asymptotic freedom plus logarithmic running explains large hierarchies naturally, suggesting a composite Higgs and a solution to the hierarchy problem.
The CPT symmetric universe with Latham Boyle is the same program: extreme minimalism, no inflation, explaining dark matter, flatness, and the horizon problem, with CMB fluctuations that look exactly like a four derivative field, a possible signal of quantum gravity in the sky.
Hawking's gravitational entropy, generalized to cosmologies, makes a smooth, flat universe with a small positive cosmological constant the typical state, so no special initial conditions and no inflationary dynamics are needed, only a measure over spacetimes.
Turok argues the multiverse and many worlds founder on the unsolved measure problem on infinite spaces, and that simplicity, not elaboration, is the compass. He offers his own caveat: he has not solved full quantum gravity, only reached the halfway point.
Chapters
0:00:00 Quadratic gravity emergence
0:05:03 Renormalization and asymptotic freedom
0:10:57 Ghosts and Krein spaces
0:16:00 Generalizing the Born rule
0:23:27 Ostrogradsky instability reinterpreted
0:31:29 UV completeness and QCD
0:38:21 Higgs compositeness and hierarchy
0:43:58 CPT symmetric universe minimalism
0:52:54 The 36 fields mystery
1:00:10 Orthodoxy vs revolutionary ideas
1:06:39 Gravitational entropy and smoothness
1:16:14 Multiverse measure problem
1:23:05 Theoretical physics health
1:30:07 Sam Bateman's breakthrough
1:43:33 Philosophy of cosmology
Notable quotes
"I used to believe it that quantizing gravity required this huge amount of extra paraphernalia, extra dimensions, strings, membranes. The whole story has become more and more complex as time progressed without actually solving any real problem." Neil Turok, 0:01:20
"A quantum state is nothing but a label for a system. Its norm is neither here nor there. You can't observe the norm of a quantum state." Neil Turok, 0:12:40
"Just a tiny generalization of the orthodox principles means you don't need strings. You don't need extra dimensions to describe gravity. So that's quite shocking." Neil Turok, 0:21:30
"You make one false move in theoretical physics and you're totally wrong. That's the danger we all have to worry about, and I think people are not sufficiently worried about that." Neil Turok, 0:22:10
"When we studied this four derivative theory of gravity, we show that the Ostrogradsky instability is nothing but normal gravitational expansion." Neil Turok, 0:29:20
"String theory has become an orthodoxy, which is terrible for the field, but it's an orthodoxy without any predictions. You know, that's really sad." Neil Turok, 1:03:10
"Why is the universe so simple on large scales? Same reason that a room full of air is almost uniform. It's just a typical state." Neil Turok, 1:11:40
"Sam says, I think I know how it works. And all it took is a slight tweak of the Born rule." Neil Turok, 1:36:10
"The very instability of the world today, although it's awful and frightening, in itself is incredibly stimulating of people who are questioning." Neil Turok, 1:27:40
"What keeps us honest is the search for simple explanations. And for me, that's the most important thing in theoretical physics, not to lose sight of that." Neil Turok, 1:40:20
Resources mentioned
Neil Turok, Higgs Chair of Theoretical Physics, University of Edinburgh, former director of Perimeter Institute
Set against mainstream physics, several parts of this conversation rest on solid, long established ground, and several are Turok and Bateman's own live claims that the community has not yet digested. What is established: quadratic gravity really is renormalizable (Stelle) and asymptotically free (Avramidi and Barvinsky), the Ostrogradsky theorem is a genuine and celebrated result, higher derivative theories genuinely produce negative norm ghosts, and Krein spaces are a real and well studied structure in mathematics. It is also uncontroversial that string theory has struggled to produce testable predictions and that the cosmological measure problem is real and unsolved.
What is Turok and Bateman's own proposal, and therefore where the caution belongs: the generalized Born rule and the claim that ghost parity guarantees positive, unitary probabilities in a full quantum field theory is new, and Turok says so plainly, noting they have solved only a scalar limit with no gravitons or gravitational waves, that the trick may or may not extend to the full theory, and that they are halfway there rather than done. The critical paper by Klein and Hell shows the disagreement is active, and the standard objection Turok is answering, that negative norm states are inadmissible, is exactly the received wisdom he is asking the field to abandon, so the burden of proof is his. The link from the CMB spectrum to a four derivative field, the composite Higgs, and the idea that 36 hidden fields explain three generations are intriguing and internally motivated but remain speculative and outside the standard model. The reinterpretation of cosmic smoothness through gravitational entropy competes with, rather than replaces, the dominant inflationary paradigm. In short, the mathematics Turok builds on is real, the reframing is genuinely novel and, if it holds up under the scrutiny he actively invites, consequential, and the honest status is a promising, contested, halfway result rather than a settled solution to quantum gravity.
Full transcript
What happened at the Big Bang, what goes on in black holes, these kind of questions have not been solved by these very complex frameworks for quantum gravity.
You don't believe this and you have some recent results.
I used to believe it that quantizing gravity required extra dimensions, strings, membranes.
What are the assumptions that go into this theory?
One of them is that the theory lives in a Hilbert space. We have an example of a theory which doesn't require that assumption.
For some background, for the viewers, I was sent this paper last night. Professor Neil Turok is the inaugural Higgs chair at Edinburgh, former director of Perimeter and a 2026 fellow of the Royal Society.
We claim we understand quantum gravity in a certain limit.
On this channel, I Kurt Jaimungal interview researchers regarding their theories of reality with rigor and technical depth.
Sam says, I think I know how it works. And all it took is a slight tweak of the Born rule.
Today, ghosts, the Born rule, why strings may not be forced in nature, and why simplicity still matters. Why is simplicity so important?
Simplicity leads to understanding.
Quantum gravity in four dimensions is usually said to require strings or require some other extra structure. You have some new interesting results which we're premiering today.
Okay.
So, I used to believe it
that quantizing gravity was this uh you know, required this huge amount of extra paraphernalia, extra dimensions, strings, membranes. The whole story has become more and more complex uh as time progressed without actually solving any real problem. And what I mean by real problem is what happened at the Big Bang, uh what goes on in black holes, is there information loss? These kind of questions have not been solved by these very complex frameworks for quantum gravity. So, what we've recently realized is that there's rather a simple-minded approach to quantum quantum gravity, uh, which actually has been around since the 1970s. Uh, was begun by somebody called Kelly Stelle, who unfortunately unfortunately passed away recently. But, he wrote a paper arguing that if you include square terms in the gravitational action, so you generalize Einstein's action, to Einstein's action involves the curvature of space time. And also a length scale, which is called a Planck mass or Planck length or Newton's constant, it's all the same thing. So, there's a scale in Einstein's theory of gravity. If you include terms in the action, which are the square of the curvature,
In addition to the regular
to the regular Einstein action and the cosmological constant, which is kind of has no derivatives, then you have Einstein's term, which has two derivatives, cuz it's a curvature, and then you can include curvature squared terms. And that's makes gravity much more like a gauge theory, cuz in a gauge theory, the action is a integral of a curvature field strength squared. Um, Maxwell's theory, QCD, they all work the same way. So, in gravity, you can put the curvature squared into the action.
And then there's almost a trivial argument that tells you that that theory, which includes Einstein, but also these four derivative terms, um, is renormalizable. Uh, now renormalizable means that when you do quantum field theory and you calculate things, it is possible to, um, although you get infinities in various calculations, you can absorb these into redefinitions of the coupling constants. Um and so basically you you you're led to a sensible theory with what we call a continuum limit, namely at short distances the theory is completely under control. So there is a renormalizable theory of quantum gravity which has been known since the 1970s and it as I say this is the simple-minded approach. Now there are reasons why uh people have more or less abandoned it though they keep coming back to it. Uh it's called quadratic gravity because it's quadratic in the curvature. The action is quadratic in the curvature. So um yeah there there's actually more and more interest in this possibility which certainly is the simplest possible theory of quantum gravity. So it's renormalizable and then in the 1980s uh Avramidyian Barvinsky showed it's asymptotically free. So just like QCD, the theory of the strong interactions, when you go to short distances, the coupling constant goes to zero and it becomes a trivial theory of just waves which don't interact. So you can imagine at very short distances this theory is really extremely simple. So what's wrong with the theory?
All these statements I made about renormalizability, asymptotic freedom, they are the Euclidean theory. That is how we do computations of the strong interactions, QCD. You can put it on the lattice and study you know this the the theory but the only way we know how to really know how to study non-perturbative properties of of an E field theory um is to work in imaginary time. Okay? The reason is that if you work in real time um then the quantum mechanical path integral is very oscillatory. It involves the imaginary number exponential imaginary number. It's oscillating like crazy and if you try to integrate anything, these oscillations are just impossible to control. Uh if you do it directly. So you have to do some trick to control those oscillations and going to imaginary time is a beautiful mathematical trick which converts an oscillatory integral into a uh perfectly damped convergent integral. So there's this mathematical trick which people have used forever in quantum field theory and in QCD and uh but no but not much in gravity. Um it doesn't work with Einstein's theory of gravity. People have studied that. But if you include these squared curvature terms, they suppress the curvature on short distances. Um and it looks like this theory is sensible in Euclidean time. So now that's all very well. What I'm saying is that it looks like there's a sensible theory in imaginary time. But we don't live in imaginary time. We live in real time. So we have to do this procedure called the Wick rotation or or analytic continuation from this time to real time. Um when you do that, that two disasters strike and this is why people sort of abandon this approach although they keep coming back to it. What we've done recently is half understand how to deal with that. Okay, so the two problems, one of them is uh probably the oldest no-go theorem in physics. It's called the theorem. And so in 1850, Ostrogradsky, I think he was in St. Petersburg, decided to generalize what Hamilton had done with uh Hamiltonian treatment of classical mechanics. And so Ostro- Ostrogradsky asked, "What if instead of F = MA, instead of a second derivative equation, what if we had three derivatives in the equation of motion, or four, or five, or any number of derivatives? What goes Does anything go wrong?" And he found something very interesting, which is the Hamiltonian, or the energy of the system, if the equations of motion have more than two derivatives, then the energy, or Hamiltonian, is what we call unbounded below. You can have configurations of arbitrarily negative energy in this higher derivative system. Now, that on the face of it looks like a disaster, because if you brought such a system into the into contact with the real world, where generally the energy is positive, the system could interact with uh everything else, and its energy could go down, and the energy of everything else would go up, so it's an infinite source of energy. And we don't see such things in nature. Uh and they might be wildly unstable. So, um this is called the Ostrogradsky instability, and in general it's true. If you tried to write down a high derivative system, uh you will find it's unstable in in general. There are exceptions, but in general that's a problem.
So, people got very worried about this, and often uh when people were building quantum field theories, and actually the first person, as far as I know, the first person to try to use a higher derivative quantum field theory was a Homi Bhabha, who's a Indian uh nuclear physicist, and people trying to understand nuclear forces, so they're trying all kinds of models and field theories, and they Bhabha and Heisenberg and many other field theories played with higher derivatives theories. The reason they played with them is they thought it would make quantum field theory more convergent. Uh, it would it would reduce the infinities, and it's related to the fact that gravity with four derivatives is renormalizable, so it's a similar reason. Now, the disaster that happens in the quantum theory is slightly different than the classical. What you find is that the, uh, space of quantum states does not have a positive inner product. It has what we call a negative inner product, and states of negative norm are called ghosts, uh, traditionally in physics. What people have often said, and what we realized is wrong, is that a state with negative norm corresponds to a negative probability. Okay? And you'll find this argument everywhere in the lit- or many places in the literature that, whoops, we can't allow negative norms, they're unphysical, um, they correspond to negative probabilities. Uh, that's just not true because a quantum state is nothing but a label for a system. It's norm is neither here nor there. You can't observe observe the norm of a quantum state, okay? So, you've got this these labels, some of your vectors in this abstract space of state have positive length squared, let's say, and some have negative. So, it's like in Minkowski space-time we have distances which are space-like or time-like, and one of them is negative and the other is positive, and some are null, there's some null directions. So, then the question we wanted to address is, can you live with a quantum theory in a space of states which has these three possibilities, positive, null, negative, null uh norm states. And what we found is that so mathematicians were studying this, and this is called a Krein space. It's a generalization of Hilbert space.
Um and what we found is that provided there there is a certain discrete symmetry in your theory, um which we call ghost parity symmetry, and it base it's a very trivial thing. It's it's an operator which when you act on a negative norm state gives you minus one and acting on a positive norm state gives you plus one. If you have a theory where that operator is a symmetry of the theory, you can now uh define transition probabilities without ever normalizing the state. And the way you do it is with projection operators, okay? So even if if I'm in Minkowski space, you know, it's a uh non-degenerate every vector is can be uniquely expressed as a linear combination of let's say space-like and time-like vectors. There's nothing singular about it. And the way you project you can still project a vector onto its components, space-like or time-like. So you can do the same thing in this Hilbert space, but what you have to do is replace the Born rule. In book quantum mechanics, the probability for an event is the inner product between an initial state and a final state squared. And now if you were going to normalize this the So normally we think of those states as being normalized, you know, integral of wave function squared is one. But imagine you can't normalize now because you're in this more general space. So what you do is you replace the Born formula I then some kind of matrix transitioning you from I to F. This is some inter um time evolution operator. So IF IS, let's call it the S matrix, ISF squared would be the normal procedure. So let's replace the initial state. So we've got two copies of the initial state because we have this thing Replace the II with dividing by its norm. Now you have a projection operator. So a a completely equivalent formulation of the Born rule is to say project onto initial state, evolve with the S matrix, project onto the final state, evolve with the S dagger complex conjugate, and trace the answer. Trace means sum over all states. That'll give exactly the same answers in normal quantum mechanics. But the beauty is because now it involves projection operators, it gives sensible answers even in a Klein space. And what we've shown is that provided the S matrix or Hamiltonian of this theory has this symmetry, the one I mentioned, uh the answers you get are always positive, and the probabilities always add up to one. So we found that in dealing with theories like which have four derivatives, we have to very slightly generalize the framework of quantum mechanics, but essentially that's a it's a trivial change,
and then we find all the probabilities are positive. So we So even though there are ghost states, you still trace over them. You trace over everything. Um so this is very exciting because now I have to say that there's a caveat, which is that we haven't solved quantum gravity yet. Um but we're halfway there. That's optimistic, of course, but that's a nice way of saying it. Um so when you look at this quadratic gravity action, there are there two terms which are allowed. That's all. The the symmetries of general relativity only allow two terms. What One is what's called a Ricci scalar squared, and the other one is the Weyl curvature squared. And this is the most general action. So there are two couplings you can play with. What we've shown is that if you take a limit where one of those couplings is zero, that basically decouples the graviton and everything associated with the Weyl curvature. You just decouple You're left with the curvature scalar. That action is renormalizable, asymptotically free, and gives positive probabilities. So we claim we understand quantum gravity in a certain limit in which the only degrees of freedom are the over the local scale of the metric. So this is fine for describing cosmology. Um even there are black hole-like solutions uh to this theory. It's a kind of toy model for quantum gravity. The trick we used to make sense of it may or may not apply to the full thing. We will have to search in the in the full theory, is there a similar discrete symmetry, this thing that gives plus one on positive and or minus one. If there is, then uh this will be a complete theory of quantum gravity.
Okay, what are the assumptions that go into this theory? Well, let me first say what the assumptions were behind the claim that you need strings and 10 dimensions to do quantum The assumptions underlying that claim were were that essentially the only allowed theories had uh two derivatives in the action. Okay, so when people quantize strings um they were not considering theories even of strings which had four derivatives. Okay. So, that was one assumption. There are plenty of other assumptions. Probably the most the strongest assumption was that you have to you have to to construct the theory only in perturbation theory. Okay, so the thing that's always bothered me about string theory is it has no full formulation. There's nothing like general relativity where there's a principle that gives you the full non-linear theory. String theory is kind of um constructed with certain trying to respect certain principles like Lorentz invariance and um the unitarity positive probabilities and so on. But string theory is the assumptions were really rigid. And one of them is that the theory lives in a Hilbert space which means that the norms of all quantum states are positive. And now that we've seen that you don't need that assumption you know, the whole the whole thing has no basis. Uh I mean, if it's true, we think it's true, we have an example of a theory which doesn't require that assumption and which is what we call UV complete. It's a It has a full continuum formulation. This is a self-contained complete theory like QCD. We believe it's is such a theory. Um and yet it doesn't have It doesn't live in a Hilbert space. It lives in a state in a space with more like Minkowski space with positive norm states and negative norm states and null states. So, just a tiny generalization of the orthodox principles means you don't need strings. You don't need extra dimensions to describe gravity. So, that's quite shocking. And it course it begs the question, what are the other assumptions that people were making which led them to conclude there's a multiverse? You know, I mean, you make one false move in theoretical physics and you're totally wrong. Okay, so that's the danger we all have to worry about. And I think people are not sufficiently worried about that. We should be examining very, very closely each one of our assumptions to say is it really necessary uh or is it just that we're traditionally used to making that assumption?
For me, the hardest part about most conversations is actually what happens after. That is the follow-ups that I'm supposed to send or the ideas that I have on walks later that just escape my mind by the time that I sit down. Fortunately, I've been using Plaud, p l a u d, and the shift is super simple. I stop trying to hold everything in my head. Plaud starts with hardware, which is what makes it different. There's the Note Pin S, which is a wearable and it's completely hands-free. I use it when I'm moving around, when I'm out for a walk, when I'm thinking out loud, even when I'm in the shower, wherever I don't want to pull out my phone. And when I need to capture phone calls or more intentional conversations, I use the Note Pro. It magnetically attaches to my phone, records calls and meetings, and keeps everything organized afterward. What Plaud truly does is it turns what I've heard into something that I can actually use. Summaries, action items, follow-ups without the mental overhead of reconstructing everything later. It basically becomes a searchable record of your own work. So, if your work lives in conversations, whether that's research, medicine, law, or just a huge amount of meetings, it's worth looking into. It's also built around enterprise security standards, SOC 2, HIPAA, and GDPR compliant. Check it out at plaud.ai/kurt. That's p l a u d .ai/c u r t and use code CURT, Kurt, for a 15% discount. This video is sponsored by Plaud. All opinions are my own. I subscribe to The Economist. Their science and their AI coverage is among the best I've found anywhere. And I say that as someone who reads plenty of it. I'll give you some examples. They just ran an analysis on how attitudes towards science are changing in American politics and what this means for research and funding in scientific institutions moving forward. This sort of high-quality reporting is fantastic. They even covered how dark energy may be weakening over time. Now, if that holds up, it completely changes our understanding of the universe's fate. If you watch this channel, those are exactly the kinds of questions that we explore every week. I subscribe to The Economist because their science and their AI reporting regularly surprises me with how deep it goes. And they're also, of course, known for global affairs, both political and economic reporting. They are top-tier. And interestingly and flatteringly, TOE is one of the only podcasts that The Economist partners with. So, as a listener, you get an exclusive 35% off. That's not a deal that they have just anywhere. Head to economist.com/toe to subscribe. That's economist.com/toe for 35% off. Okay, let me see if I got this correct so far and feel free to correct anything including that I'm saying the wrong names, my pronunciation, anything. So in the 1970s, late 1970s, 77, someone named Kelly Stelle came out with a theory called quadratic gravity that adds something to Einstein's Einstein-Hilbert action. It adds an R squared. Actually, in its most general form, adds an R squared plus the Weyl squared. Exactly. Well, firstly, why do we care about quantum gravity? Why is it such a difficult problem? One of the problems is that it's non-renormalizable. Okay, this theory is renormalizable. However, going back 150 years or so, there's another person no-go theorem in a sense called Ostrogradsky's theorem which says that if you have more derivatives in a certain class of theories, then you get instabilities. These instabilities are of two forms. One is that you can be infinitely unbounded. So I'm sorry, sorry, you can be unbounded. That's infinite automatically. From below, meaning that you'll just constantly decay and it doesn't look like our universe is constantly decaying as far as we can tell. Maybe there's some direct sea argument for bosons or something like that, I don't know, that could fill this, but whatever. That horn is not the horn you're going down. There's another horn.
I'll tell you a little bit more about that horn cuz this is Ostrogradsky instability. Now the fascinating thing about gravity is it has this character that gravitating system gravity has negative energy, right? The potential energy of a bound system has positive kinetic energy at the bottom, but gravity energy is negative. So already when we deal with gravity, we're somehow used to the fact that no, the energy isn't positive, right? Potential energy is not positive. And it's more than that. Observations show us that the universe is expanding exponentially now. It doesn't sound like a very stable system, right? Gravity has this weird property if we believe in the cosmological constant that the universe is going to expand exponentially forever. That sounds awfully like an When we've studied this four derivative theory of gravity, we show that the Ostrogradsky instability is nothing but normal gravitational expansion. And if we analyze the expanding solution in just the same way that we do with Einstein theory, we discover it's absolutely stable. Interesting. So, the Ostrogradsky instability went away just by inter- reinterpreting the theory as a gravitational theory.
Okay, I didn't know that part.
Yeah.
For some background
for the viewers, I was sent this paper last night and maybe it's published now by the time we release this. I didn't see that part.
That's another paper.
I see. Okay.
Great. My understanding is that you looked at the other horn of the of the Ostrogradsky instability, which says that you will have negative norms.
Exactly.
Negative norms are not wanted in a quantum theory. They're called ghosts.
Right.
There are two kinds of ghosts people may have heard about. One is a friendly Fedayev Popov Casper-like ghost.
Yes.
Which is fine.
Then there's another one which is the the paranormal activity kind of yours.
But what your innovation is along with your partner Bateman, if I'm
Sam Bateman.
is to say actually See, there's no pseudo Hilbert space. I was looking for that word. I thought it was called a pseudo Hilbert space.
It is. It's called a Klein space.
Right. Right. Okay. So, Riemannian space are just plus plus plus in the signature.
Pseudo Riemannian, you allow negative.
Hilbert spaces are plus plus plus and then I didn't know I would have thought it would be called
Pseudo Hilbert.
Pseudo Hilbert space.
No, exactly.
It's called Klein space.
So, very interesting. So, again, my student Sam Bateman has this deep interest in the mathematical literature, mathematical physics literature. And he's just been exploring. And of course, the internet is very helpful and even AI can find papers. So somehow Sam came across this notion of the crime space, which is not generally known to physicists. Krein was interested in it because he was studying differential operators. He's a functional analyst. And so normally when you consider eigenvalues in the Schrödinger equation or whatever, you know, you very often make the assumption that you're that the space of functions is a Hilbert space. But Krein said, you know, let's drop that assumption. Let's allow uh these negative norm state negative norms in our functional analysis. And what he discovered is you can prove all kinds of additional things. Um so this mathematical concept was sort of lying around the literature just waiting to be used. And as far as I know, nobody else ever used it. Uh so indeed it is a pseudo Hilbert space. It's nothing but that.
Then what you said is, well, maybe negative norms
Yep.
are not a problem because they themselves are not observable.
And physics is about what can you observe?
plenty of unobservable you can have a red dancing unicorn in your theory and the equations. If it's unobservable, it actually doesn't matter.
matter.
Maybe there's another set of equations with the exact same observables without the red unicorn, but it doesn't make a difference. You don't see it in the lab.
Okay. So the negative probabilities are not Sorry, the negative norms are not
Not a problem.
of themselves a problem.
Correct.
What is observable are the probability transitions.
And then those are fine.
Exactly. Yes. So you you mentioned BRST and Faddeev-Popov. So that's very good because physicists are actually very used to working in pseudo Hilbert spaces. That's what these mathematical ghosts live in. And but the usual prescription is you you think you're in this big space which has both positive and negative and null states. And then you perform a projection and you say there's a physical subspace where everything is positive, okay? And you use this bigger space to prove certain things. It's very you basically respect more symmetry by working in this big space. But ultimately you project onto a physical subspace and you and that's a Hilbert space.
So people construct transition amplitudes. They actually sum over all these unphysical directions. But at the end of the day they do a projection onto the physical subspace. What our construction does is a generalization of that which is actually more economical because we live in this big space and we don't treat the amplitude as a physical quantity either. It's not in quantum mechanics. You got to square it, okay? We don't do that. We construct the probability directly as a So you've got some operator A which describes the full physical process. It's a projection onto the initial state scattering matrix projection onto the final state. And what we show is that probabilities are the trace of A dagger A. And you're just not allowed to think about A. A is not a physical thing. But the trace of A dagger A dagger A is. When we trace, that means summing over all states including the ghosts. So now construction, there's no need to do any projection. You sum over these states even the ones with negative norm. You never project anything. You just directly construct the probability. And it turns out it's positive providing you have the symmetry in your theory. So we broaden the class of quantum field theories to ones which don't satisfy the usual axioms. They don't live in a Hilbert space, but they have all the other good properties. They're causal, they're unitary, they satisfy everything else you could want.
Now, the paper is out by the time this comes out, hopefully.
And people may have the question of, well, you're talking about quantum gravity initially, and then I look at the action and it's this perfect square, which we're going to talk about why it has to be a perfect square.
But the quantity in it is a field, just a scalar field.
Just a scalar.
So, what's its relationship to quantum gravity?
It is a subs- it's it's a particular limit of this quadratic gravity. So, quadratic gravity has a bunch of different types of excitations. It has a graviton-like excitation, which has spin two. It has a vector excitation, more like uh Maxwell vector. It has a spin two ghost, a guy that creates negative norm states. Those are all coming from the Weyl curvature term. The Ricci curvature is uh uh telling you about the scalar mode, which is the local scale of the metric. Okay. So, by going to the four-derivative theory, you have more degrees of freedom than you had in Einstein's gravity. Um you've got all these ones I described, the the graviton the the graviton, the ghost graviton, the vector mode, and the scalar mode. and what we've been able to do so far is study a limit of the theory in which the tensor-like modes, the gravitons and the vectors, decouple, and they become trivial. So, all we study is a scalar mode. And that scalar mode we're claiming is a sensible quantum theory. So, if you like, it's a Yeah, it's a special limit Doesn't have gravitons. Won't have gravitational waves. Okay, so it's not the real world. It's not the right theory of gravity. But it's a limit of something which might be the right theory of gravity.
And you mentioned that it's UV complete.
Okay, what about IR complete or whatever?
It's very Okay, so it is very similar to QCD. Now, QCD is a as we believe a complete quantum field theory. It has a continuum limit. It's completely well defined. As you know, it has a very strange consequences in the IR, in large distances, it confines. You're not allowed to have free charged particles in QCD. they have You have You have to have glueballs or, you know, protons, whatever. So, QCD is confining. That means that It's called asymptotic freedom and infrared slavery. Okay. So, in the infrared things get strongly coupled. And you just can't pull out the individual gluons. They they're too uh strongly interacting. Instead, the only kind of real physical excitation in QCD is a glueball, just made out of many glue gluons. Um that's what people study in lattice uh lattice gauge theory. So, this theory similar. It's very weakly coupled at short distances in the UV. But at large distances, strongly coupled. Still completely well defined. You can put this thing on a computer, and you could try to find what are the excitations. What's the analog of a glueball in this theory? Um we haven't yet done that, but it actually have a student doing it. It'll be interesting to find out what happens. It's like a It's also like a toy model of QCD. It has the same properties. It's completely well defined on the lattice. And then you can you can study what happens. Now, this is very this in itself has a lot of potential. Uh but we're just beginning to scratch the surface. So, there is a puzzle in basic physics which is the separation of mass scales. We've got the Planck mass, which is 10 to the 19 GeV, huge number. Then we have the weak scale which is uh 100 GeV. That's the scale of weak physics. We have strong interaction physics, a fraction of a GeV, around a GeV. So, that's kind of particle physics scales, or GeV scales. And then we have the cosmological constant, which is, you know, down at a a milli electron volt. So, essentially, there are three widely disparate scales. And this is called hierarchy problem. Why does the law Why do the laws of nature have this ridiculous separation of scales?
Now, imagine you have this theory which is asymptotically free. So, in the ultraviolet, the coupling's weak. I then ask my and let's say we're we we we define the theory at very high energies where the coupling's, let's say, 1/10. Okay? And then I think I know what I'm doing. It's it's a perturbative theory. It's weakly coupled. Now, we go down to lower energies. Imagine this high energy is the Planck scale, just for you know, as as an example. You can then ask yourself, "Well, what would happen uh you can ask yourself, "At what scale would this coupling become strong as I come down in energy?" When couplings run with energy, it's only logarithmic. And that's what happens in this theory. It's very, very slow change with energy scale. So, as you come down in energy scale, it is absolutely natural and almost unavoidable that the scale where it becomes strong is exponentially smaller than the scale you initially defined it. And in fact, that's the case with QCD, right? QCD predicts a mass scale of around a GV. But we have Planck mass in our theory. No one regards that as fine-tuning. Why? Because the QCD coupling is something like a 30th at the Planck scale, and then we come down in energy and become strong at about 1 GV. Not a surprise because it runs so slowly with energy. And it's exactly the same with this theory. So, we hope is that So, there's a kind of puzzle in particle physics and gravity. Why is the Higgs mass so much less than the Planck mass? And within the normal standard model, that's just tuned. We just pick these two numbers, right? To fit the the real world. But now let's ask why are those numbers so different? Well, if the Higgs is made out of this scalar, which is connecting the Higgs mechanism with gravity, it's pretty exciting, then it's totally natural for the Higgs mass to be exponentially smaller than the Planck mass. So, there's a hope that this picture will solve the hierarchy puzzle.
Mhm. Let me ask you something.
The Higgs is not fundamental in your picture.
No.
Why did they still give you the Higgs chair?
Well, that's to do with Peter Higgs. Okay, so Peter Higgs I mean, he was a much more shy and withdrawn person than me. Notoriously shy. And probably a lot more humble than me. Peter came up with the idea of the Higgs boson in the early 1960s. Um when there's no experimental evidence, right? So, it was a pure theoretical uh concept, but it was absolutely radical at the time. Uh Peter Higgs really thought about well, he was inspired by superconductivity, which is a real phenomenon. And somebody called Anderson made a field theory model of superconductivity and realized that this is the way to essentially Well, the you know, magnetic fields are expelled from superconductors and Anderson understood that could happen if a particular kind of scalar field condensed. And and it's a composite field in the superconductor. It's made out of electron pairs. It's called a Cooper condensate. Um, so Anderson had realized there's this amazing mechanism which has the effect of giving the um, electro- the photon a mass inside a superconductor. And Higgs said, "Oh, wait a second. We could use this in particle physics." So, he generalized this method to a field relativistic field theory. At the time, everybody told him this was nonsense. Okay? They said, "You're You're using classical notions in a quantum field theory." And um, it violates various assumptions. You know, one of the basic assumptions people had made in quantum field theory is um is called cluster decomposition. It's basically that things which are at a distance are uncorrelated. Okay? So, it's kind of intuitive. Why should this thing know about that? Higgs's model absolutely violates this. It says the vacuum is full of a condensate such that if I measure the value of the Higgs field over here, it's exactly the same as the value over there. It's utterly correlated. So, people were shocked. It violated the basic assumptions, but you know, ultimately turned out to be true. So, Peter was a radical um in his way. Um and um Peter would be the last person to defend the Higgs boson as being fundamental. I mean, the thing that stimulated is not fundamental. The superconductor the analog Higgs boson in a superconductor is not fundamental. It's made out of electrons. um now, why would you question Well, yeah. So, the fact is that the Higgs theory he invented is not UV complete. If you It has a coupling in it, and if you go to high energies, has all the wrong behavior. It blows up at a finite energy scale. Okay, it's called the Landau pole. So, we know the Higgs theory is not UV So, now we have a scalar theory, which is UV complete. It's highly suggestive that actually the Higgs boson is in some way a composite of this other scalar that is complete. Or at least it's it's very worth exploring.
I remember the doubt before launching this podcast. What if no one listens? What if I'm wasting my time? If you've ever felt that way about starting a business, Shopify is the partner that turns uncertainty into momentum. They power millions of businesses and 10% of all US e-commerce, from Allbirds to Gymshark, to brands just getting started. No straggler left behind. Shopify's AI tool writes your product descriptions for you. It enhances your photography. It builds you a stunning store from hundreds of templates. Forget about the dormant of haze of bouncing between separate platforms. Shopify puts inventory, payments, and analytics under one roof with the propriety of a true commerce expert. Their award-winning 24/7 support means you're never alone, and that iconic purple Shop Pay button, it's the backbone of their checkout, the best converting on the planet, turning abandoned carts into actual sales. It's time to turn those what-ifs into with Shopify today. Sign up for your $1 per month trial at shopify.com/toe. That's shopify.com/toe.
I'd like to explore the relationship between this 4D gravity quantization paper, set of papers that you have now, and your Latham Boyle simple toe CPT symmetric universe, whatever what its moniker is.
Yes, CPT symmetric universe. Yeah, it's it This is all the same thing. Okay. So, what we realized in proposing the CPT symmetric universe and then exploring it, and and I should just say the philosophy behind it was extreme minimalism, right? What we've seen in the observations, both of the universe on large scales and in colliders on small scales, is surprising economy and simplicity. Uh what we see is minimal, okay? We We can use five parameters to describe everything on large scales. And then the standard model of particle physics actually a very economical framework. Um and there's In both cases, there's no evidence for anything else. And the the more we look, you know, the less we find. So, that doesn't mean we should stop looking. Uh if we find something, it will something unexpected, it'll completely disprove our framework, which would be very welcome. But, I think that it's a sensible first uh starting point to see what's the minimal theory I can use and explain everything we see. You know, of course, that's the obvious thing to do, but strangely that's not what people have been doing. So, we decided to do Having decided to do that, all sorts of things started to fall into place. We could explain the dark matter in a simpler way than anywhere else anyone else. We could explain why the universe is smooth and spatially flat and the horizon puzzle, all these things dropped out without requiring all the bells and whistles that previous people had assumed. The one thing that didn't drop out was the fluctuations. So, we look at the sky the the plasma hot plasma of the hot big bang, which surrounds us, and we measure its temperature. And we see these fluctuations in the temperature. And they're very important because they gave rise to galaxies and you know, they're our ancestors. So, now we can see those things. What caused those fluctuations? So, in the inflation models, they are caused by quantum fluctuations on microscopic scales, which get exponentially stretched to large scales. Um in our case, we don't have inflation. So, we can't stretch these things. So, how else could you get them? So, the point of view we took is look, let's take it at face value. Imagine it they look like the vacuum fluctuations in a quantum field. They have the statistical properties called Gaussian random noise. But, they have a spectrum which meaning the strength of the fluctuations as a function of scale or wavelength their spectrum doesn't look like a normal scalar field. It's more red. There's more power on large scales. What does it look like? It looks exactly like a four-derivative field. Okay. That's what we see in the sky. So, if you just say, "How would I interpret the sky as a quant- quantum fluctuating field?" It's a four-derivative field. There's no question. And now the So, that's what started us as on the path of thinking about high-derivative fields. Aha. And now this is closing because we see what you need for quantum gravity is a four-derivative field. It tells us what we're looking at in the sky is a signal of quantum gravity. Okay. So, this is the the more we pursue this simplicity, um the more unexpected unifications seem to be happening. And if you you know, it's a wonderful thought that actually look at the sky, we're just seeing the birth of the universe. And those are precisely the quantum fluctuations in quantum gravity. You What what What more could you ask for?
Interesting. So, I recall if the CMB fluctuations were because of the 36 fields from
People can watch the earlier episode to understand what those are.
Same kind of fields. Yeah.
There's a paper by Klein and Hell
Aha.
Good.
about that they won't propagate.
No, the paper by Klein and Hell It's true. The paper's come out criticizing us and saying we're making obvious errors. Okay. So, I have responded at great detail to the journal. Let's say it's not a secret. They asked me to referee it. Um and yeah, I It's hard to say something polite about it, but um I will try. Uh so, they recapitulate various old arguments, one of which is Ostrogradsky. Um they do something quite strange in their paper, which is which is the following, that these four derivative scalars of the type we introduced in for cosmological reasons and to explain the micro background. These four derivative theories are coupled to gravity, okay? But the way we used them was to say given a curved space background, given a space time, put these scalar fields on and see how they quantum fluctuate. Klein and Hell don't do that. They put in the scalar fields which couple to gravity and they treat their action as if it is the gravitational action. Okay, it's not.
Sorry, can you explain the difference between those two approaches?
Yeah, so in the one approach you treat in in the approach we used, because at that time we weren't yet ready to study quantum gravity, right? So we said, okay, we'll do something simpler, which is to assume a curved background, but that's just fixed. And then we study quantum fields on that background. And actually the question we were asking is what is the stress energy in quantum fields fluctuating on a fixed background? The puzzle we wanted to resolve is does that stress energy make sense? You see, there's a terrible thing about quantum fields, even in a fixed background, their energy is infinite. There's a what's called a UV divergence. that and then you're going to sort of so you we were trying to study gravity in two steps. First of all, just take a curved background with fields on it. Then take those fluctuations, calculate the energy in them, and see what effect those would have on the gravity. Okay, so it's not a full-blown theory. It's just an attempt to understand how can gravity possibly couple to quantum fields that have divergent energy? Right, this is a a very fundamental problem. So, we were studying these four derivative fields on a fixed background. So, Klein and Helf took the same model of these four derivative fields and said, "Okay, let's study that as if that describes the dynamics of gravity." That's not what we were doing. Okay? And then they discovered that this is not a good theory of gravity. Well, you know, so what? It's not what it was invented to do. So, we we have to add other terms which describe gravity, and then we have to combine the whole thing. So, yeah, their analysis seemed off the point. And then secondly,
So, their analysis was correct, but it wasn't what you were saying.
I'm not sure it was correct. Their paper is not clearly enough written to tell.
Okay, but either way, it's not what you were saying.
Totally irrelevant to what we were saying. The other thing is they repeat the folklore that negative norm states are not admissible. Uh and uh and and therefore they just completely missed the point, which is in our latest work, to describe four derivative theories, you have to be willing to include negative norm states. If you just rule them out from step one, you know, I agree with them, you can't do the normal procedures of quantum mechanics don't work, or quantum field theory don't work. But, that's why you have to go beyond them. So, yeah, I I mean, there are lots of other issues with that paper. Uh it's actually quite hard to figure out what they what they really are saying. But um uh yeah, I'm not I I I think A, they're off off point, and B, they don't know about our new stuff. And when they do, I will be delighted to go and explain and have them try to poke holes in it. But, you know, trying to poke holes is good. Uh all criticism is welcome. Um and and that's how we make progress.
Is there anything about the way that you've solved negative norm states or reinterpreted it such that it also rescues other theories which were considered dead because they produce negative norm states?
Well, yeah, there there is for sure an infinite class of higher derivative theories which will have the same property. That when you take this broader picture of the Born rule, they will still be consistent. So, yeah, there's an infinite class of theories waiting to be explored, and they will be renormalizable and they could be asymptotically free. So, all we've done is really the simplest one.
We've shown that quantum gravity itself, this quadratic gravity theory, includes one of these fields. Now, as you know from our early earlier work, we needed 36 of them to cancel all of the divergences in the standard model. So, this there was this kind of numerological miracle that if you take standard model fields and you compute its the the stress energy tensor in the vacuum, all of the infinities go away. The standard model cancels against these other fields only if they're 36 of them, and only if they're three generations of elementary particles. So, this is the simplest explanation for why there are three generations of elementary particles. Well, our explanation involves these fields, but 36 of them. Now, what I've just told you about with this quadratic gravity only has one of them. And we don't yet know how to square that's how to What is it called? Square the circle.
Sure.
We don't yet know how to do that. There's 36 in one argument, there's one in the other one, and how but you know, at least these two things seem to be different sides of this or related. So, when we get to study the tensor modes in gravity, this file squared term, if we resolve it in the same way, maybe that will tell us why there are 36 of them. And maybe the 36 come out of gravity. That's actually not would not be that surprising. There are formulations of gravity which very naturally have 36 objects in them. Uh this is in in loop quantum gravity, people are very familiar with this. It's called BF Um and naturally it has 36 of these fields. So, you know, the dream would be that that somehow related, but we we haven't made that work.
Is there any relationship between your latest papers and then Mannheim's, Bender's conformal gravity?
Yeah, we're we're all trying to do similar things. Um Bender and Mannheim were also puzzled by these negative norm states, okay? And um Bender in particular has been very interested in studying quantum Hamiltonians which are superficially unbounded below. Uh but nevertheless have positive spectra.
Bounded above?
No, unbounded above.
Ah.
So, so take a potential which is minus x to the fourth. Okay? And study it quantum mechanically. So, Bender will tell you that it when you study it correctly the allowed energies are all positive and they go up to infinity. So, it's it's very counterintuitive. And basically he does it by deforming contours in the complex plane. It's a very elegant method. But there's a slight difference between what we're doing. So, you can say it is following. Bender and Bender's method and Bender and Mannheim were interested in Weyl squared gravity. You see, so actually most people have There are these two terms in quadratic gravity. Most people have focused on the Weyl squared gravity because it has more symmetry. Uh there's there's no length scale. It invariant under locally rescaling. It has no scalar in in the language of the Ricci squared term has a scalar. So, we discovered that there's a limit where you can just ignore the Weyl squared and everything is in the scalar. That's what we've been studying. Bender um Mannheim's focus was precisely on this Weyl squared gravity cuz he thinks maybe that's the funda- it's a kind of fundamental theory. It has more symmetry. Um but they still had to get rid of the negative norm states. They did it in a way which essentially does the following. I've got some states which have negative norm. and so I just redefine my inner product to put a minus one in front of those when I have two negative norm states. What we've shown in our papers gets very interesting is doing that is not covariant. Okay. That is not consistent with uh space-time invariant. You you pick a particular frame and you work in that frame. Um and so their procedure I believe will not give a consistent quantum field theory. It'll break the basic symmetries in the in the theory. So far they've only really applied it in quantum mechanics, which is a lot easier than field theory. Field theory you've got to respect Lorentz symmetry, translation symmetry um and um and if you sort of do a brute force change of the inner product, you will mess those up. Um, so so yeah, they they we're all circling around the same problem. We claim that our resolution is uh is the only covariant one. It's the only one that fully respects the symmetries of the theory. So it's definitely preferred. And we claim that if they did do more detailed calculations, they're going to discover problems. Um, wouldn't be surprising. They've only analyzed it at a very elementary level. But no, Mannheim and uh and Bender and us are often in discussion about these things and um Mannheim even claims that this vile squared gravity can solve the dark matter puzzle. Right? So he claims it reproduces galaxy rotation curves without the need for dark matter and things like that. So he's he's super ambitious with this program as we are. Uh we think his framework doesn't quite work. He will undoubtedly think ours doesn't for some reason, but we discuss in a very collegial um manner. And we're all after the same thing, which is a simpler explanation for you know, for the properties we see.
I was just interviewed by someone from New York magazine who was asking me about someone else's theory, not related to physics actually, but someone else's theory and then she was asking me, "Well, what do you think of all the criticisms about the theory?" Then I said, "You have be specific about which criticism
Let's go.
because the mere presence of criticism that's every single theory.
When you're a champion of theory A,
you're going to criticize theory B for a variety of reasons.
course.
This is just how it works.
And it's healthy, right? You you welcome the criticism because often the critics will see something you've missed. Um you know, I'd if if the theory is wrong, I'd rather know today than tomorrow, right? Because I don't want to waste my time on it if it was wrong. So So, yeah, if somebody points out a a flaw, you've you you should welcome that. Um but of course, you you try to see if if it's real or or have they made a mistake. Um so, I think that, you know, in the in the early 20th century, you know, 1910s, 1920s, when people were developing quantum mechanics and GR and all the foundations of modern physics, there was this very intense debate. You know, Einstein's theory of gravity wasn't the first one. There was Nord Strom and there were very other people.
There's Whitehead as well.
Whitehead had a had a theory, exactly. And they're all in, you know, in in turmoil, criticizing each other like mad. And the best theory survives. So, I very much hope we will go into a phase like that. The field needs it desperately. The orthodoxy, string theory has become an orthodoxy, which is which is terrible for the field, but it's an orthodoxy without any predictions. You know, that's really sad. If all the young people are working in a framework which doesn't make any testable predictions about the real world, um the whole goal of the field becomes lost. So, I think it's really important that people are pursuing different approaches. They should be as simple as possible and as testable as possible, and we should try to rule them out as quickly as we can. But, you know, what we've discovered in our work is this loophole. There's a little loophole. People had all been assuming any sensible quantum field theory must live in a Hilbert space, and it turns out that assumption's not correct. You know, something as elementary as that. Uh there may be other things.
And we need to know what they are, and we need to start pushing on those uh on those axioms to see if by varying them a little bit we will uh we'll find the right answer. You know, what drives me is that the observations are so simple. that for reasons we don't understand, the universe seems to be extremely simple in its laws on very tiny scales and on very large scales. All the complexity is on human scales. Right? I mean, stars are quite simple, and much simpler than people. Right? So, the complexity certainly of, you know, the atoms are pretty simple. Right? Fully chara- characterized an atom, then you get to you know, materials, they're getting more complicated, and then you get to bacteria, which are very complicated, and you get to living things, and people, we're incredibly complicated. But, if you keep going to larger scales, things start simplifying again. I mean, the planet is pretty simple. The Earth, the Sun. You go to the larger scale you go to, things get simpler and simpler. We see black holes, which are very big, but they're extremely simple. Black hole just has a mass, angular momentum, charge, you know, it's like an elementary particle. Then you get to the whole universe, again, it's astonishingly simple on large scales. So, um uh you know, what I think of our job is to as physicists is to understand the simple things, the very small, the very large. And those seem to be incredibly well modeled by very precise mathematical formulae. Um that doesn't explain everything at all. It only explains the extremes. And then we have to somehow understand how this interaction between the very large and the very small ends up producing complexity and life and consciousness and all these wonderful things which physics is not ready to address yet cuz just too difficult.
Is there a reason why the universe at the large scale should also be simple? I understand at the small scales
there's a reason. Um well, I would say the following. Um I you know, I was very privileged to know and work with Stephen Hawking who was probably the most profound thinker about gravity within a large group of very profound thinkers. I mean, Hawking was building on DeWitt and other uh uh John Wheeler. the field of sort of gravity and uh and quantum gravity attempts to do quantum gravity did attract some pretty amazing people and Hawking was one of them. So, Hawking introduced this concept of gravitational entropy which is Now, entropy is a very profound principle in physics which explains macroscopic properties, right? So, take air in the room. Why is it smoothly distributed in the room? That maximizes the entropy. That's just a typical state. and uh so, Hawking did the same Hawking just realized how to define entropy for a space-time and gravity. So, he associated an entropy with a black hole. And what we did a few years ago is generalize his arguments to cosmologies. You can associate an entropy with a different cosmology. And what we find using Hawking's definition of entropy, which is tremendously elegant mathematically,
is that the most probable or the universe with the greatest number of microstates is smooth, is homogeneous and isotropic, flat spatially flat, just like ours, and has to have a small positive cosmological constant. This is a consequence of Hawking's formulation of entropy. So, why is the universe so simple on large scales? Same reason that a a room full of air is almost uniform. It's just a typical state. Now, it's very interesting because in cosmology, people traditionally took the point of view that the problem was to understand the initial conditions. You know, for some reason we don't understand, somebody injected or or somebody set off a universe. And then the big puzzle is why did they start a universe in such a smooth state that when it got big, it would be as smooth as we see it. You know, that was very paradoxical. They would have to start the universe out in this incredibly special state for it to be end up to so smooth. I mean, if it was lumpy initially, would have just collapsed early on or it would have fragmented or made black holes. It It doesn't do that. On large scales, it's incredibly simple. So, that was a big puzzle. So, they said, "We've got to start it." It So, they imagined somebody started the universe in a random state. And then they wanted a dynamics, inflation, to smooth it out and make it big and smooth. the same you know, the room full of gas which I mentioned doesn't require anyone to smooth it out. It's just typical. But there are sort of two points of view. One point of view in thermodynamics is called the ergodicity which is that and the argument is even if I put the molecules in the room in one corner and the rest was vacuum if I let it go, they'll bang around and smooth themselves out. And so that the argument is that if you let the system evolve, it's going to find the typical state itself. That's a traditional view of thermodynamics. But there's another and this is the same as the the inflationist view. They said, "Look, um there's they said there's basically no time for the universe to smooth itself out. You know, I can't because the whole it's only been 14 billion years. It's not in equilibrium. It came out of a big bang. There wasn't time and it and this is where the horizon argument comes in. They said, "You know, two patches of space that were causally disconnected
couldn't interact. So how could they smooth themselves out? It's impossible. Right? But that's it is within the philosophy of ergodicity. Now there's another philosophy which says, "No, ergodicity has nothing to do with thermodynamics. Okay. What you do is you put your molecules in a room you quantize them. It's very important because that makes the states discrete. And then you then you say, "Okay, what are the quantum states which are consistent with the macroscopic observables? The total energy in the room, the total number of atoms. That's a subset of the quantum states. And then I just pick one at random. Okay. Because it's discrete, it provides a measure, right? There's a finite number of states, and they're all equally likely. So, just pick one. And what you'll find is a typical state looks exactly like the room. It's smooth, homogeneous, cuz those are typical. You don't need any dynamics to get a typical configuration. Just pick it out of a hat. So, with cosmology, that's I believe is the right way to look at the universe. You don't need dynamics to smooth it You just need a measure. You need a way of counting the different possible states of a space-time. All right? That's kind of you know, it's a bit mind-boggling that I have to think about the entire history of the universe and ask, "How many different histories are there?" But, in general relativity, that's what you have to do. The the basic object is a space-time. And you must count how many states are there for a space-time. But, this is exactly what Hawking's formula does. So, we just applied Hawking's formula. You see how many states there are, and then you see which macroscopic parameters correspond to more states. And you find that there are more states when the universe is smooth for just the same reason that there are more states for gas in a room when it's smooth. It's very unlikely that all the molecules go in one corner. Um and so, yeah, so the the the point of view of ca- simply counting states is I believe much more profound view, and much more appropriate for cosmology. And certainly nobody's start of the universe. I mean, the uni- If the universe has some kind of self-contained existence, which is the most economical possibility, right? I mean, otherwise we need some other thing than the universe to create the universe, you know. So and I'm always interested in the simplest possibility cuz I think it's likely to be the most testable. So if the universe kind of defines itself, then um then all we need to do is to see which So applying whatever condition we have, we have CPT symmetric uh condition which allows us to count the states using Hawking's method. Um but other people may have other proposals for kind of the beginning of the universe or what is how how does the universe become self-contained? Uh count the number of possibilities and just pick the typical one. And if your theory says this is typical, then it's it's a good theory.
Why is simplicity so important?
Um because it leads to Well, why is it Why is simplicity important? It's important because it's what we see in nature. I honestly believe that for some reason we do not understand, the universe is able to teach us about itself, its laws, um and you know, that's very fruitful cuz when we learn about its laws by observing it and even experimenting with it, um that become that knowledge becomes incredibly powerful, right? And so Yeah, it's a deep mystery why the universe is comprehensible. Part of that mystery is that of course we have evolved precisely by understanding the universe. So we have sort of crept along this path of understanding, but it's still a mystery. Why is that possible? Why is it possible to learn about the universe from within. Um but it but it's a wonderful mystery and very compelling. You know, if we can learn about it, let's do it. See where it leads us. So, I believe in simplicity just because the universe has turned out to be astonishingly simple. I mean, this goes back to Pythagoras. Pythagoras, you know, who understood geometry talked about the harmonies in the heavens. And you realize music is nothing but or or How should I How should I say harmonies uh are mathematical in nature. Music sounds good because, you know, when things are sort of in the in the right ratios. And then he thought that geometry also would apply in the heavens. And so, that was the sort of philosophy which led to people like Galileo trying to figure out what are these mathematical laws. And that worked. I mean, the inverse square law discovered by Newton, you know, in incredibly powerful universal law. Why does it exist? We don't really know. But as physics has evolved, it's become more and more complete. and my point of view is that maybe the physics we already know is 99.9% of the story. It has internal contradictions. But what it may be just as fruitful to try to resolve those contradictions in a as minimal a manner as possible, right? That may be more fruitful than than going off down some, you know, diverging path which is driven by prejudices. Uh so, I I we've always got to keep an open mind, but but what keeps us honest is the search for simple explanations. And for me, that's the most important thing in theoretical theoretical physics, not to lose sight of that. It's not mathematics. I mean, mathematics is you know, just um I shouldn't say just just because physics sort of feeds on mathematics. So, mathematics is extremely important. But mathematics is much less constrained. You just invent logical frameworks, try to see where they lead you. whereas in physics, the focus is in which of those frameworks are actually describe nature.
So, what if a string theorist and a many worlders said to you, "Neil, we also care about simplicity.
Actually, string theory is the simplest theory that comes out of extremely minimal assumptions.
Minimal zeros, ultra softness, and then the rest, Lorentz invariance, and so forth.
You agree with. Many worlders, we we actually care so much about the measurement problem.
We can do away with the projection axiom.
So, we are actually minimal in that we're saving, and as a consequence, you get some proliferations. But we're not looking we're not seeking you have so many children. We're not seeking such
They are looking for a simple picture. They're certainly looking for a unified simple picture, but without Yeah, so they would argue that inevitably as a consequence of um their simplifications they have made, they get enormous complexity in some respects. I mean, I think nobody could argue that a multiverse is the most complex thing you can imagine. Okay, so when they say that our prescription for simplicity leads to a multiverse, I definitely think they are obligated to go back and list very carefully what their assumptions were. And as I mentioned, one of them is that quantum mechanics requires a Hilbert space. Okay? And I think our work shows that's not true. Uh and given that one of the assumptions, which they didn't even make explicit, has turned out to be possible to violate, the whole story about a multiverse being mandatory, I think is in doubt. Now, I never liked the multiverse anyway because I felt it's, you know, if if that's if it really is true that that's the unique consistent theory, you know, physics is over. So, I but that's just a, you know, that's a prejudice on my part. Uh so, yeah, but I think the important point is we really have to look at your assumptions very carefully if it leads you to crazy conclusions. I do regard many worlds as a equally crazy conclusion. which is the state, you know, it's just this enormous redundancy. You've got a theoretical framework in which you have all these universes branching and running in parallel and the branches get bigger and bigger. And I strongly suspect this is completely ill-defined. I mean, I don't think anybody claim, you know, when spaces become too infinite, you just can't do math on them, right? The it's not in control. And it's always the same problem is that there is no measure. Um and so, when I'll tell you a funny story, when when multiverse ideas first started getting popular in particle physics, I had a friend who knew Now, what's his name in The Beautiful Mind, the mathematician?
John Nash.
John Nash. Okay. so John Nash was obviously very brilliant foundational thinker about mathematics, right? And and pretty crazy as such people are. But a friend of we started worrying about the multiverse, and a friend of mine went to ask John Nash, you know, what do you Now, actually, it wasn't even the multiverse. In inflation, you find that you find bubbles, uh which are called Alan Guth calls them pocket universes. Within the universe, you get a pocket universe, which is infinite in extent. And now you kind of have to ask, where do I live? And so there's the measure problem.
Right. Right.
Uh inflation has this measure problem, and nobody's ever solved it. So, a friend of mine went to Nash and can you define a measure on an infinite space? And Nash says, "No, it's ridiculous." No chance. So, unless you have some special symmetries or you know, something that really guides you, you are lost. If your theory makes a randomly infinite space, goodbye. It's not going to be a predictive theory. And I suspect the many-worlds picture is suffers from the same problem, that nobody's ever going to really be able to quantify probabilities or anything. It's it's a you know, it's a bad nightmare. Uh we'll see. Maybe it'll turn out to be Maybe they will do But But uh Yeah, but I think it's So, for me, simplicity leads to predictivity, you know, it leads to understanding. And that's a kind of virtuous cycle, and we can never give up on that. Um, and uh, it's very easy to go off piste.
Um, and convince yourself that, you know, what you the the the this crazy scenario is a logical consequence of your of your theory, whereas in fact you're blind you you're blind to your own assumptions. Um, that's that's the the the biggest gripe I had I have about, um, contemporary pop popularity, you know, the most popular orthodoxies both in particle physics, cosmology, and so on. These orthodoxies are insufficiently self-critical and specially they tell young people it has to be this way. Okay. Uh, whereas I think it's much more valuable to tell young people, we've reached this crazy conclusion. Can you figure out a way out of it? Um, and and just be honest about the limitations and the unlikelihood of your framework actually actually being valid. I mean, uh, I'm I'm always open to to and and encourage young people to criticize my framework as much as everyone else's. Uh, and if there's a real flaw, we we should want to know as soon as possible. But rather few people are thinking about the foundations. Rather few people. Too many people are just recycling orthodox ideas.
You're in a unique position. You used to be the head of Perimeter, in charge of Perimeter. How do you see the health of theoretical physics?
It's it's a it's a wonderful field. Uh it's a miraculous field. I mean, our predecessors did unbelievable things. Uh Dirac and Maxwell and Einstein and Newton, you know, these are what they achieved is just is still The more we understand, the more miraculous it it seem. I think the field has been very poor about strategizing its own future. Uh theorists like me are so fascinated with what they're doing, they don't actually spend the time to think, how do we keep the field healthy? And especially all about young people and about encouraging diversity of cultures, of outlooks, of origins, of you know, points of view. Too often the older people encourage orthodoxy. Which is very unhealthy. So, yeah, I think it's rather poor at um looking after itself and keeping healthy. Perimeter was incredible opportunity because it had very good support from a donor. The government matched it. And we had amazing freedom. Uh so, I enjoyed it like crazy. It's doing very well now. But to be honest, I feel that in my role as director who built it substantially, uh I was probably too conservative and too You know, the the whole challenge is to persuade government to keep funding you. Um and it's easiest to make the case if you're getting high citations and you're you know, stealing people from uh Harvard or whatever well-known places. So, the temptation is to is to evaluate yourself by uh the standards, you know, of the majority or the orthodoxy. Um and I think that's unfortunate because it's really crucial to the health of the field to promote uh people doing un- orthodox directions. There's not enough of that happening. So, my worry about Perimeter is that it must continue to promote uh foundational thinking and specially young people who are questioning the orthodoxy. That's tough to do in today's uh climate where people are worried about getting jobs and next grants and everything it seems insecure. But, I think the very instability of the world today, although it's awful and frightening and worrying, we're all Who knows what'll happen with AI? There are all kinds of wars going on. The global order is breaking down maybe. So, terribly worrying things, as bad as they are, I'm not in favor of them, but that in itself is incredibly stimulating of people who are questioning. You know, if the world is totally stable, then there's no real incentive uh to question things. So, the the very instability of the world
Interesting.
tends to promote unorthodox thinking. you know, people people say, "Look, the world's crazy, okay? So, I'm going to focus on this little corner of intellectual thought." And you know, it's very rewarding. I mean, you must find this running your podcast. You're it uh it takes you out of the real world and all of its problems because and you're looking for beauty and simplicity and and and in inner fulfillment, right? And that's great for foundational thinking. So, so I do think we're entering a phase where I am expecting revolutionary ideas to come out. very exciting. And you know, it's it's not that hard to be a researcher, certainly in theoretical physics these days. You can go to a coffee shop. You You got a laptop. You know, laptops very powerful, even if you want to do some math computations or whatever. So, it is becoming much more accessible and your podcast. Somebody wants to know what's you know, important in physics, they can learn much faster than they could 10 years ago thanks to your podcast and other things. So, I think that's very interesting. A lot of people I get email all the time for people saying my I've got a much better theory than yours. Help. Uh but, you know, that's good. It's healthy that people are trying these things. What you have to do is try to see how to put I mean, obviously you you need some kind of filter. Not every a lot of cranks out there, too. But, um we have to strategize the field so somebody very bright, very original can very quickly get to a place where their ideas can be critiqued by experts who can tell them, you know, you're wasting your time or you've you're really onto something. So, I I really hope people who are influential in science funding and in government will think about this. How do we create roots? And by the way, Canada is an exceptionally sort of welcoming country, has been, and it's the perfect place. So, I I sort of hope Perimeter can play some of that role. Canada more generally.
Well, thank you for coming to Canada,
Toronto, to come
It's such a pleasure to meet you in person. And congratulations on everything you're doing. I think it's awesome.
Thank you.
And well, to the extent people like the podcast is for the guests, so thank you.
No, no problem. Anytime. No, I would uh you know, if you're interested in in talking to my student, Sam, this guy Sam Bateman, interesting example because he came to Edinburgh. He's from Ireland, where they teach a very mathematical oriented physics course in in Dublin. Uh in Trinity College, and he came to Edinburgh for a year to do a master's. Just saying, I'm not sure I want to do this, but you know, let me just have a look. Which is the best attitude. And so, he did a little project with me. It didn't particularly work out, but you know, he sort of enjoyed it. So, at the end of the year, he said, "I'm I'm not sure I want to do a PhD, but yeah, let me let me try." So, unlucky for him,
he started doing a PhD PhD with me, and I gave him this impossible problem. You know, because I thought that sky could be interpreted as a four-derivative theory, let's try to quantize four-derivative theory, seriously. Now, anybody else would tell you this is impossible, you know, you're you're just killing this guy's career. And sure enough Sure enough, after 4 years, we had made very modest progress, right? We we'd looked at Bender and Mannheim, and there's actually a whole literature. Lots of people trying different directions, none of which really worked. And then last September, when his funding had run out, okay? Sam says, "I think I know how it works." You know, and indeed, and all it took is a slight tweak of the Born rule, you know, which
And financial insecurity.
And financial insecurity, right? He's relieved of that. And the conviction that he's not going to get a job. don't worry about it. And suddenly it all clicks together. Okay, so then what happens is now So, this is a PhD student with no papers, right? And that's my fault cuz I said undoable problem.
But then somebody comes to visit Edinburgh, guy called Raju Venugopal Venugopalan, who's probably the world leading expert in non-linear quantum field theory effects like QCD. He's now director of the only funded accelerator in the world at Brookhaven. Raju comes and he's a very, very good quantum field theorist and he meets Sam and Sam is giving informal talks. And Raju realizes, "Oh my god, there's something here, right?" And so next thing Sam got offered the postdoc at the Simons Center in Stony Brook.
Wow.
With zero papers.
Holy moly.
So, that's where Sam's going. But then actually Raju is having so much fun in Edinburgh, he's extended his visits to December. And so the three of us can work together. But you know, that's the way it should work. All this chasing papers and um and Sam is this unworldly guy who's only doing it, you know, because he writes he likes doing it. And in the process of, you know, it it's kind of miraculous. You discover a little thing you can do. It's not so little. He had to master covariant quantization of field theory. The textbook of this was written by Bogoliubov. Um the most recent one in the '80s. Huge textbook. Rigorous algebraic quantum field theory. Okay? I guarantee you you know, 99.99999% of all practicing theorists have never even opened this book. It's too heavy. Sam learned how to quantize this four-derivative theory from this and other books. Um and for me, this not my specialty. I mean, I was much more applied in calculating cosmic you know, CMB anisotropy and things like in cosmology. I mean, did work with Hawking. But I'm not I'm not a very sophisticated mathematician in any way. you know, Sam brought that and then we worked together. It's very very exciting. So, now Sam is absolutely determined to to you know, continue in quantum field and uh yeah, it might be interesting for you to do a podcast with him or other students. See, what do they make of it? What do they make of the current situation? They're terribly confused. I mean, imagine you go into theoretical physics today. Um there's string theory which isn't really working. There's Lenny Susskind telling you, "I know the answer. It's holography, right? But I don't know how to do it." And you know, I encourage a student to do it. I mean, would you go into it with him? You know, it's track record isn't I mean, he's brilliant guy, but the track record isn't that great. He's been advocating string theory for 50 years. Hasn't panned out.
Um So, yeah, it's really confusing time. Um you know, or you just go into astrophysics. And and deal with data and observations and so on. but you know, the stuff you're interested in I'm interested in is the is the deeper theoretical questions and there's some students who really want to do that. Um, but there's not really good environments for them. Um, even Perimeter, like I said, it's sort of too dominated by orthodoxy.
What do you mean? You keep saying orthodoxy and conservatism. Yeah. Specifically, what are you referring to?
Well, you encounter it all the time. I mean, um, people I mean, most often in referee reports. So, you submit a paper and because of sheer volume of papers now being published, means that any one paper can't get more than sort of 5 or 10 minutes of a referee's time.
You're just drowning in And so, they have a quick look and they say, "Hey, I don't think this is consistent with B." And they, you know, send it back and reject it. So, they're not really I there are some good referees, but by and large and grants decided in similar way, very rapidly, very superficial arguments. Um, and and jobs, the worst thing. I mean, you just ask any young person, any post doc, who's getting offers. And the one getting the offer will be the one working on a popular paradigm. Uh, and most of these paradigms have in the end not been successful. So, why why are all the jobs in paradigms which haven't worked? So, then another side effect is that, um, string theory has big spin-off into math departments. So, lots of math departments have hired people to do string theory. And those people in general don't care about observational predictions. Right? They're just interested in the formalism. And so I I'm happy for them that they've got jobs, but you know, it's it's tended to sort of dilute the field. Now the field becomes about mathematical issues, which are not related. Like supersymmetry. Supersymmetry is a huge thing in math departments. Why? You know, because it's mathematics. It's really I don't think it's particularly exciting mathematics, but it isn't it's good can be good mathematics. It's not earth-shattering. and but it you know, it's not physics. Um and so for a young person, they tend to get steered in the direction where there are jobs. They stay get into mathematical formalisms, conformal field theory is another one. It's a great subject, but you know, by and large it's nothing to do with the reality. Um and that's where the jobs are and that's So there are rather few people thinking about the foundations of physics as they relate to actuality. Yeah.
I was speaking to Harvey Friedman, who's a mathematician who invented reverse mathematics. I don't know if you've heard of him. He's also the youngest professor ever, at least at the time, 18 years old.
I read about this. Uh or maybe it was from your podcast. I I
Anyway, yeah.
Hired at Stanford.
Okay, so
I saw this. Yeah.
was speaking with him, I realized I should have realized this sooner. He's interested in the foundations of math and I'm interested in the foundations of math, physics, biology. I'm interested in foundations in general.
Actually, 2 years ago I had a lecture series called rethinking the foundations of physics, rethinking the foundations of biology, and then one other which I can't recall.
But you
gave the first lecture.
Oh, right.
So yeah, I'm totally
that.
Okay, yes. Uh thank you.
No, pleasure. I I think that is so important. And I wish for my own career if only when I was, you know, 20 years old if I had realized I if I could give myself advice you know, back then, I would have said work hard on the foundations, you know. Instead, I got my PhD place. I listened to my advisor. He said, "Here's an interesting problem. Go and work on it." You know, it took me a year to figure out it wasn't that interesting. Um and I didn't question the orthodoxy enough. The you know, the what was in fashion was grand unified theories and people were worried about magnetic monopoles and cosmic strings. There were all kinds of, you know, things people were worried about and um I spent very little time worrying about the foundations. Of quantum mechanics, of gravity, of and I wish I'd spent more. and I would advise young people now that's the most important stuff. If you actually want to discover something the more time you can spend on foundations the better.
Do you think the aversion to it is not only job prospects, the lack of them
but also there's the twin fear that that's where the crackpots tend to be
and I don't want to be that. Maybe that's also in line with the lack of job prospects.
Absolutely. And it's not without foundation.
put crackpots in quotations. I'm not
derisive to them. I'm just saying that these are quotes that I've
No, no, that's absolutely true. I mean, when I was a postdoc, I was in Santa Barbara and a guy came, I think it was I think it was Um I forgot to remember his name. Um don't want to say it wrong. But a guy came to give a lecture about the foundations of quantum mechanics. And it was so woolly, it was sort of French philosophy at its worst. And, you know, rambled on and on about foundations of quantum mechanics, and we just thought this was the biggest joke. Um and it probably was, okay? But then what happened is people started working on quantum foundations who actually were yeah, more a little bit more mathematical, had there was this prospect of quantum computing, which kind of focused the mind on what is really important. So, there was an idea of actually testing these ideas and and and uh designing experiments to like um you mentioned the guy at Toronto. Um you
Oh, Avshalom Steinberg.
It's Steinberg, yeah. So, and his advisor was uh Yakir Aharonov.
Oh, right, right.
were these ideas which were very much all about Gedankenexperiment, and can we prove the weirdness of quantum mechanics in various contexts? And that was really fruitful. So, that's foundations, but with a very strong focus on actually seeing stuff and testing stuff, and that's fruitful. So, yeah, I think foundations when it becomes, if you like, I mean, I love philosophy, but it when it becomes pure philosophy with no implications for anything else, then, you know, it's less interesting. but uh yeah, I think the best philosophy is relevant philosophy in some way. telling us how to live our lives or or or how we should not live our lives or what's yeah, what the meaning of our lives are, why life is amazing, challenging. Philosophy is very good at challenging physics and saying, you know, you're you're you're not making sense.
Actually, Scott Aaronson said that he's never had to choose his words more carefully
than he talked to the philosophers.
Right, which sounds like the opposite of what most mathematicians, physicists, scientists tend to think. They think philosophers are those wishy-washy, unfalsifiable, ill-defined people.
It depends on the philosopher. There are people like that, but there are a lot of very rigorous thinkers uh, in philosophy. And I think their skeptical turn of mind is extremely helpful. Um, because then they will press you uh, to say, you know, are you is what you're saying actually meaningful? so no, I think it's very fruitful interactions, but somehow the people who do make advances in physics, I'm more concerned that kind of young people questioning the axioms of physics and trying to vary them explore to what extent we've argued ourselves into a corner. Uh, can we get out of the corner? You know, those are the young people that I think it's always true that the youngest people are going to be the most important for the future.
Jacob Barandes, who's a philosopher of physics,
Yes. Yes.
he said that if you have money and you're watching and you want to donate,
the highest ROI comes from the philosophy of physics to actually produce fruitful new physics. Why? Because there's such a tiny amount of philosophers of physics. And then if you actually look at what they produced, so David Deutsch with quantum computing, right? Weak measurements,
That's true.
entanglement, Bell's theorem,
That's true. John Bell, exactly. Yeah, I think that's true. Uh, funding should look at the underpopulated areas. And in fact, that was the secret of Perimeter's success is that when Perimeter started, nobody was supporting quantum foundations. And Perimeter, the first director, Howard Burton, decided to that that's an opportunity. So, he recruited people working in quantum foundations like Lucien Hardy and Rob Spekkens. And Perimeter sort of cornered the market in quantum foundations, and people would come to visit, and it became a real hub for which eventually turned out to be very fruitful. yeah, so I would agree with him on on that. But, um yeah, I would say more broadly, uh it quantum mechanics isn't the only game in town, you know. Quantum mechanics is the non-relativistic version.
When you bring in relativity and quantum field theory and gravity, that's where the power of physics really becomes extraordinary. And in cosmology, it's it's more incredible than anywhere else. So, I think the quantum the philosophers of quantum mechanics are only looking at a very limited corner. Um It It's tough because to do cosmology, you've got to essentially know all of physics, right? All of physics is involved, and that's a big field. So, and it's scary, and you've got to deal with uh A A And so, I think there's a danger in philosophy is that you will end up just studying a little corner of some small aspect of physics. And whereas the the the big questions about physics are are uh Yeah, ultimately involve cosmology.
There are surprisingly few philosophers of QFT and philosophers of GR. There are some, but there are surprisingly few. And then, I don't think I've ever heard of a philosopher of cosmology. But, if you're watching, please
I
I would like to know.
I think that's a very good point. If somebody started a course in philosophy of cosmology, it probably attract vast numbers of students. Um and and yeah, it has so much to offer. You have all kinds of wild ideas like the steady state theory and then there's inflation and there's you know, so but most of all we have these unbelievable observations. We're seeing black holes merge and you know, so we're we're we're really are in the golden age for the field observationally and we're very poor uh in terms of the theoretical range of ideas to make sense of it all. Uh universe is helping us cuz after all it's a really simple and it's basically fitting uh extremely simple ideas, but you know, why where does that simplicity come from? What are the principles governing it? You know, in fact I I learned an interesting proposal which probably has some merit. You know, you could ask a question why is the universe the way it is and why the laws the way they are. And maybe it's the minimum you need to produce complexity at this level. So this can sound a little bit like the anthropic principle, but that's not what I'm saying, you know, I have something to do with human beings per se. It's self-organizing. The universe has this capacity to produce structures.
So let me see if I got that correct.
So first let's imagine we can quantify complexity.
Right. So
we can look at a variety of universes and say this universe has complexity number 1,000, this one has 10,000, this one has 5,000.
they're all measurable.
Then I ask
They're all measurable.
Okay, what is the shortest program in a sense to produce this 10,000 one?
And then this one and then this one.
Yeah, exactly.
And then I say, what is the ratio the largest ratio between
right right.
Yeah yeah yeah.
Okay, that's interesting.
It may well be that's correct. I think it's a very attractive idea. That somehow the universe is is optimal at producing complexity out of simplicity. And it certainly seems that way because you know, as I say on small scales and large scales unbelievably simple. There's really nothing interesting uh happening. But on the in the middle um it's evolving in ways we can't predict now. And it's getting ever more complex and uh capable. Right? So
That sounds like a computer science question now.
Yeah, it is. It is. Ultimately physics is about information for sure and uh John Wheeler was the person who argued that. I was very lucky to know him personally. Uh amazing character. Such a kind um and absolutely visionary uh person.
Uh we need more John Wheelers. That's for sure. So if there's a course on philosophy of cosmology, that's the target audience is the John Wheelers cuz they they can be incredibly uh helpful. I better go.
Sir.
No, it's very great pleasure. Thank you. Thank you. It's
So much fun to meet you in person.
Thanks for coming. Yeah. I hope we meet again.
Hi there. Kurt here. If you'd like more content from Theories of Everything and the very best listening experience, then be sure to check out my Substack at kurtjaimungal.org. Some of the top perks are that every week you get brand new episodes ahead of time. You also get bonus written content exclusively for our members. That's c u r t j a ay m u n g a l o r g. You can also just search my name and the word Substack on Google. Since I started that Substack, it somehow already became number two in the science category. Now, Substack, for those who are unfamiliar, is like a newsletter. One that's beautifully formatted, there's zero spam. This is the best place to follow the content of this channel that isn't anywhere else. It's not on YouTube, it's not on Patreon. It's exclusive to the Substack, it's free. There are ways for you to support me on Substack if you want, and you'll get special bonuses if you do. Several people ask me like, "Hey Kurt, you've spoken to so many people in the fields of theoretical physics, of philosophy, of consciousness. What are your thoughts, man?" Well, while I remain impartial in interviews, this Substack is a way to peer into my present deliberations on these topics. And it's the perfect way to support me directly. kurtjaimungal.org or search kurtjaimungal Substack on Google. Oh, and I've received several messages, emails, and comments from professors and researchers saying that they recommend Theories of Everything to their students. That's fantastic. If you're a professor or a lecturer or what have you, and there's a particular standout episode that students can benefit from or your friends, please do share. And of course, a huge thank you to our advertising sponsor, The Economist. Visit economist.com/toe t o e to get a massive discount on their annual subscription. I subscribe to The Economist and you'll love it as well. TOE is actually the only podcast that they currently partner with. So, it's a huge honor for me, and for you, you're getting an exclusive discount. That's economist.com/toe, t o e. And finally, you should know this podcast is on iTunes, it's on Spotify, it's on all the audio platforms. All you have to do is type in Theories of Everything and you'll find it. I know my last name is complicated, so maybe you don't want to type in Jaimungal, but you can type in Theories of Everything and you'll find it. Personally, I gain from rewatching lectures and podcasts. I also read in the comment that TOE listeners also gain from replaying. So, how about instead you re-listen on one of those platforms, like iTunes, Spotify, Google Podcasts, whatever podcast catcher you use, I'm there with you. Thank you for listening.